PATENTS
ACT, 1970
CONTENTS
PRELIMINARY
1. Short title, extent and commencement
2. Definitions and interpretation
INVENTIONS
NOT PATENTABLE
4. Inventions
relating to atomic energy not patentable
5. Inventions
where only methods or processes of manufacture
APPLICATIONS FOR
PATENTS
6. Persons
entitled to apply for patents
8. Information
and undertaking regarding foreign applications
9. Provisional
and complete specifications
10. Contents of specifications
11. Priority dates of claims of a complete
specification
EXAMINATION
OF APPLICATIONS
12. Examination of application
13. Search for anticipation by previous publication
and by prior claim
14. Consideration of report of examiner by
Controller
15. Power of Controller to refuse or require amended
applications in certain cases
16. Power of Controller to make orders respecting
division of application
17. Power of Controller to make orders respecting
dating of application
18. Powers of Controller in cases of anticipation
19. Powers of Controller in case of potential
infringement
20. Powers of Controller to make orders regarding
substitution of applicants, etc.
21. Time for putting application in order for
acceptance
22. Acceptance of complete specification
23. Advertisement of acceptance of complete
specification
24. Effect of acceptance of complete specification
EXCLUSIVE
MARKETING RIGHTS
24A. Application for grant of exclusive rights
24B. Grant of exclusive rights
24C. Compulsory licences
24D. Special provision for selling or distribution
24E. Suits relating to infringements
24F. Central Government and its officers not to be
liable
OPPOSITION TO
GRANT OF PATENT
25.
Opposition to
grant of patent
26. In cases of “obtaining” Controller may treat application as application of opponent.
27. Refusal of patent without opposition
28. Mentioned of inventor as such in
patent
ANTICIPATION
29. Anticipation by previous publication
30. Anticipation by previous communication to
Government
31. Anticipation by public display, etc.
32. Anticipation by public working.
33. Anticipation by use and publication after
provisional specification
34. No anticipation if circumstances are only as
described in sections 29, 30, 31 and 32
PROVISIONS
FOR SECRECY OF CERTAIN INVENTIONS
35. Secrecy directions relating to inventions
relevant for defence purposes
36. Secrecy directions to be periodically reviewed
37. Consequences of secrecy directions
38. Revocation of secrecy directions and extension
of time
39. [Omitted]
40. Liability for
contravention of section 35 of section.
41. Finality of orders of Controller and Central
Government
42. Savings respecting disclosure to Government
GRANT
AND SEALING OF PATENTS AND RIGHTS
CONFERRED THEREBY
43. Grant and sealing of patent
44. Amendment of patent granted to deceased
applicant
45. Date of patent
46. Form, extent and effect of patent
47. Grant of patents to be subject to certain
conditions
49. Patent rights not infringed when used on foreign
vessels, etc. temporarily or accidentally in India.
50. Rights of co-owners of patents
51. Power of Controller to give directions to
co-owners
52. Grant of patent to true and first inventor where
it has been obtained by another in fraud of him.
53. Term of patent
PATENTS
OF ADDITION
55. Term of patents of addition
56. Validity of patents of addition
AMENDMENT
OF APPLICATIONS AND SPECIFICATIONS
57. Amendment of application and specification
before Controller
58. Amendment of specification before High Court
59. Supplementary provisions as to amendment of
application or specification
CHAPTER XI
RESTORATION
OF LAPSED PATENTS
60. Application for restoration of lapsed patents
61. Procedure for disposal of applications for
restoration of lapsed patents
62. Rights of patentees of lapsed patents, which
have been, restored
SURRENDER
AND REVOCATION OF PATENTS
66. Revocation of patent in public interest
REGISTER OF PATENTS
67. Register of patents and particulars to be
entered therein
68. Assignments, etc. not to be valid unless in
writing and registered
69. Registration of assignments, transmissions, etc.
70. Power of registered grantee for proprietor to
deal with patent
71. Rectification of register by High court
72. Register to be open for inspection
PATENT OFFICE AND ITS ESTABLISHMENT
73. Controller and other officers
74. Patent office and its branches
75. Restriction on employees of patent office as to
right or interest in patents
76. Officers and employees not to furnish
information, etc.
POWERS OF CONTROLLER GENERALLY
77. Controller to have certain powers of a civil
court
78. Power of controller to correct clerical errors,
etc.
79. Evidence how to be given and powers of
Controller in respect thereof
80. Exercise of discretionary powers by Controller
81. Disposal by Controller of applications for
extension of time
WORKING
OF PATENTS, COMPULSORY LICENCES,
LICENCES OF
RIGHT AND REVOCATION
82. Definitions of “Patented articles” and “patentee”.
83. General principles applicable to working of
patented inventions
85. Matters to be taken into account in granting
compulsory licences
86. Endorsement of patent with the words “licences
of right”
87. Certain patents deemed to be endorsed with the
words “licences of right”
88. Effect of endorsement of patent with the words
“licences of right”
89. Revocation of patents by the Controller for
non-working
90. When reasonable requirements of the public
deemed not satisfied
91. Power of Controller to adjourn applications for
compulsory licences, etc. in certain cases
92. Procedure for dealing with applications under
sections 84, 86 and 89
93. Powers of Controller in granting compulsory
licences
94. General purposes for granting compulsory
licences
95. Terms and conditions of compulsory licences
96. Licensing of related patents
97. Special provision for compulsory licences on
notification by Central Government
98. Order for licence to
operate as a deed between parties concerned
USE
OF INVENTIONS FOR PURPOSES OF GOVERNMENT AND ACQUISITION OF INVENTIONS BY CENTRAL GOVERNMENT
99. Meaning of use of invention for purposes of Government
100. Power of Central Government to use inventions for
purposes of Government.
101. Right of third parties in respect of use of
invention for purposes of Government
102. Acquisition of inventions and patents by the
Central Government
103. Reference to High Court of disputes as to use
for purposes of Government
SUITS CONCERNING INFRINGEMENT OF PATENTS
104. Jurisdiction
105. Power of court to make declaration of to
non-infringement
106. Power of court to grant relief in cases of
groundless threats of infringement proceedings.
107. Defenses, etc. in suits for infringement
108. Relief’s in suits for infringement
109. Rights of exclusive licensee to take proceedings
against infringement
110. Right of licensee under section 84 to take
proceedings against infringement
111. Restriction on power of court to grant damages or
an account of profits for infringement
112. Restriction on power of court to grant injunction in certain cases
113. Certificate of validity of specification and
costs of subsequent suits for infringement thereof
114. Relief
for-infringement of partially valid specification
115. Scientific advisers
APPEALS
116. Appeals
117. Procedure for hearing of appeals
CHAPTER-XX
PENALTIES
118. Contravention of secrecy provisions relating to
certain inventions
119. Falsification of entries in register, etc.
120. Unauthorized claim of patent rights
121. Wrongful use of words, “patent office”
122. Refusal or failure to
supply information
123. Practice by non-registered patent
agents
PATENT
AGENTS
125. Register of patent agents
126. Qualifications for registration as
patent agents
128. Subscription and verification of
certain documents by patent agents
129. Restrictions on practice as patent
agents
130. Removal from register of patent
agents and restoration
131. Power of Controller to refuse to
deal with certain agents
132. Savings in respect of other
persons authorised to act as agents
CHAPTER -XXII
INTERNATIONAL
ARRANGEMENTS
133. Notification as to convention
countries
134. Notification as to countries not
providing for reciprocity
136. Special provisions relating to
convention applications
137. Multiple priorities
138. Supplementary provisions as to convention
applications
139. Other provisions of Act to apply to convention
applications
MISCELLANEOUS
140. Avoidance of certain restrictive conditions
141. Determination of certain contracts
142. Fees
143. Restrictions upon publication of specifications
144. Reports of examiners to be confidential
145. Publication of patented inventions
146. Power of Controller to call for information from
patentees
147. Evidence of entries, documents, etc.
148. Declaration by infant lunatic, etc.
149. Service of notices, etc. by post
150. Security for costs
151. Transmission of orders of courts to Controller
152. Transmission of copies of specifications, etc. and
inspection thereof
153. Information relating to patents
154. Loss or destruction of patents
155. Reports of Controller to be placed before Parliament
156. Patent to bind Government
157. Right of Government to sell or use forfeited
articles
157A. Protection of security of India
158. Power of High Courts to make rules
159. Power of Central Government to make rules
160. Rules to be placed before Parliament
162. Repeal of Act 2 of 1911 in so far as it relates
to patents and savings
163. Amendment of Act 43 of 1958
THE SCHEDULE - Amendments of the Indian
Patents and Designs Act, 1911
Notifications under The Patents Act, 1970
THE PATENTS ACT, 1970
[39 of 1970]
[19th September
1970]
An Act to amend and
consolidate the law relating to Patents.
Be it enacted by Parliament in
the Twenty-first Year of the Republic of India as follows
CHAPTER
-I
PRELIMINARY
1. Short title, extent and
commencement-
(1) This Act may be called the Patents Act, 1970.
(2) It extends to the whole of India.
(3) It shall come into force on such date1 as the
Central Government notification in the Official Gazette, appoint.
Provided that different dates
may be appointed for different provisions of this Act, and Any reference in any
such provision to the commencement of this Act shall be construed as a
reference to the coming -into force of that provision.
1. The provisions of this Act, other than
sections 12 (2), 13 (2), 28, 68 and 125 to 132 came into force on 20.4.1972,
vide not. No. S.O. 33 (E), dt.
20.4.1972, see Gazette of India, Extra., Part II 3 (ii), page 735. The provisions of sections 12 (2), 13 (2),
28, 68 and 125 to 132 came into force on 1.4.1978, vide Not. No. S.O. 799, dt. 10.3.1978, see Gazette of
India, 1978 Part II 3 (ii), page 764.
2. Definitions and interpretation-
(1) In this Act, unless the context otherwise requires-
(a) “Assignee” includes the legal representative
of a deceased assignee, and references to the assignee of any person include
references to the assignee of the legal representative or assignee of that
person;
(b) “Controller” means the Controller-General
of Patents, Designs and Trade Marks referred to in section 73;
(c) “Convention application” means an
application for a patent made by virtue of section 135;
(d) “Convention country” means a country
notified as such under sub-section (1) of section 133;
(e) “District court” has the meaning assigned to that expression
by the
(f) “Exclusive licence” means a licence from
a patentee, which confers on the licensee, or on the licensee and persons
authorised by him, to the exclusion of all other persons (including the
patentee), any right in respect of the patented invention, and “exclusive
licensee” shall be construed accordingly;
(g) “Food’ means any article of nourishment and includes any
substance intended for the use of babies, invalids or convalescents as an
article of food or drink;
(h) “Government undertaking” means any industrial undertaking
carried on-
(i) By a department of the Government, or
(ii) By a corporation established by a
Central, Provincial or State Act, which is owned or controlled by the Government,
or
(iii) By a Government company as defined in
section 617 of the Companies Act, 1956 (I of 1956),
And includes the Council of
Scientific and Industrial Research and any other institution which is financed
wholly or for the major part by the said council;
(i) “High Court” means-
(i) In relation to the Union territory of Delhi, ***1 the
High Court of Delhi;
2[(ii) in
relation to the State of Arunachal Pradesh and the State of Mizoram, the Gauhati
High Court (the High Court of Assam, Nagaland, Meghalaya, Manipur, Tripura,
Mizoram and Arunachal Pradesh);]
(iii) In relation to the Union territory of the
Andaman and Nicobar Islands, the High Court at Calcutta;
(iv). In relation to the Union territory of the 3[Lakshadweep],
the High Court of Kerala;
(v) In relation to the Union territory of
Goa, Daman and Diu and the Union territory of Dadra and Nagar Haveli, the High
Court at Bombay;
(vi). In relation to the Union territory of
Pondicherry, the High Court at Madras;
(vii) in relation to the Union territory of
Chandigarh, the High Court of Punjab and Haryana; and
(viii)
In
relation to any other State, the High Court for that State;
(j) “Invention” means any
new and useful-
(i) Art, process, method or manner of manufacture;
(ii) Machine, apparatus or other article;
(iii) Substance produced by manufacture,
And includes any new and
useful improvement of any of them, and an alleged invention;
(k) “Legal representative” means a person who in law represents the
estate of a deceased person;
(1) “Medicine or drug” includes-
(i) All medicines for internal or external use
of human beings or animals,
(ii) All substances intended to be used for or
in the diagnosis, treatment, mitigation or prevention of diseases in human
beings or animals,
(iii) All substances intended to be used for or in
the maintenance of public health, or the prevention or control of any epidemic
disease among human beings or animals,
(iv). Insecticides, germicides, fungicides,
weedicides and all other substances intended to be used for the protection or
preservation of plants,
(v) All chemical substances, which are
ordinarily used as intermediates in the preparation or manufacture of any of the
medicines, or substances above referred to;
(m) “Patent” means a patent granted under this
Act and includes for the purposes of sections 44, 49, 50, 51, 52, 54, 55, 56,
57, 58, 63, 65, 66, 68, 69, 70, 78, 134, 140, 153, 154 and 156 and Chapters
XVI, XVII and XVIII, a patent granted under the Indian Patents and Designs Act,
1911 (2 of 1911);
(n) “Patent agent” means a person for the
time being registered under this Act as a patent agent;
(o) “Patented article” and “patented process” means respectively
an article or process in respect of which a patent is in force;
(p) “Patentee” means the person for the time
being entered on the register as the grantee or proprietor of the patent;
(q) “Patent of addition” means a patent granted in accordance with
section 54;
(r) “Patent office” means the patent office referred to in section
74;
(s) “Person” includes the Government;
(t) “Person interested” includes a person
engaged in, or in promoting, research in the same field as that to which the
invention relates;
(u) “Prescribed” means, in relation to
proceedings before a High Court, prescribed by rules made by the High Court,
and in other cases, prescribed by rules made under this Act;
(v) “Prescribed manner” includes the payment
of the prescribed fee;
(w) “Priority date” has the meaning assigned
to it by section 11;
(x) “Register” means the register of patents
referred to in section 67;
(y) “True and first inventor” does not
include either the first importer of an invention into India, or a person to whom
an invention is first communicated from outside India.
(2) In
this Act, unless the context otherwise requires, any reference-
(a) To the Controller shall be construed as
including a reference to any officer discharging the functions of the Controller
in pursuance of section 73;
(b) To the patent office shall be construed
as including a reference to any branch office of the patent office.
1. The words “and the Union Territory of
Himachal Pradesh” omitted by the State of Himachal Pradesh (Adaptation of Laws
on Union Subjects) Order, 1973, w.e.f. 25.1.1971.
2. Subs. by the North-Eastern Areas
(Reorganisation) (Adaptation of Laws on Union Subjects) Order, 1974, for
sub-clause (ii), w.e.f. 21.1.1972.
3. Subs. by the Laccadive, Minicoy and
Amindivi Islands (Alteration of Name) Adaptation of Laws Order, 1974, for
“Laccadive, Minicoy and Amindivi Islands”, w.e.f. 1.11.1973.
CHAPTER-II
INVENTIONS NOT PATENTABLE
3. What
are not inventions- The following are not
inventions within the meaning of this Act, -
(a) An invention which is frivolous or which
claims anything obvious contrary to well established natural laws;
(b) An invention the primary or intended use
of which would be contrary to law or morality or injurious to public health;
(c) The mere discovery of a scientific
principle or the formulation of an abstract theory;
(d) The mere discovery of any new property or
new use for a known substance or of the mere use of a known process, machine or
apparatus unless such known process results in a new product or employs at
least one new reactant;
(e) A substance obtained by a mere admixture
resulting only in. the aggregation of the properties of the components thereof
or a process for producing such substance;
(f) The mere arrangement or re-arrangement or
duplication of known devices each functioning independently of one another in a
known way;
(g) A method or process of testing applicable
during the process of manufacture for rendering the machine, apparatus or other
equipment more efficient or for the improvement or restoration of the existing
machine, apparatus or other equipment or for the improvement or control of
manufacture;
(h) A method of agriculture or
horticulture;
(i) Any process for the
medicinal, surgical, curative, prophylactic or other treatment of human beings
or any process for a similar treatment of animals or plants to render them free
of disease or to increase their economic value or that of their products.
4. Inventions relating to atomic energy not
patentable- No patent shall be granted in respect of an invention relating to
atomic energy falling within sub-section (1) of section 20 of the Atomic Energy
Act, 1962 (33 of 1962).
5. Inventions
where only methods or processes of manufacture patentable: -
1[(1)] In the case of inventions-
(a) Claiming substances
intended for use, or capable of being used, as food or as medicine or drug, or
(b) Relating to substances
prepared or produced by chemical processes (including alloys, optical glass,
semi-conductors and inter-metallic compounds),
No patent
shall be granted in respect of claims for the substances
themselves, but claims for the methods or processes of manufacture shall be
patentable.
2[(2) Notwithstanding anything contained in sub-section (1), a claim for
patent of an invention for a substance itself intended for use, or capable of
being used, as medicine or drug, except the medicine or drug specified under
sub-clause (v) of clause (1) of sub-section (1) of section 2, may be made and
shall be dealt, without prejudice to the other provisions of this Act, in the
manner provided in Chapter IVA.]
1. Original Section 5 renumbered as
sub-section (1) by Act 17 of 1999, s. 2, w.e.f. 1.1.1995.
2. Ins. by Act 17 of 1999, s. 2, w.e.f.
1.1.1995.
CHAPTER III
APPLICATIONS FOR
PATENTS
6. Persons entitled to apply for patents -
(1) Subject to the provisions contained in section 134,
an application for a patent for an invention may be made by any of the
following persons, that is to say-
(a) By any person claiming to
be the true and first inventor of the invention;
(b) By any person being the
assignee of the person claiming to be the true and first inventor in respect of the right to make
such an application;
(c) By the legal
representative of any deceased person who immediately before his death was
entitled to make such an application.
(2) An application under sub-section (1) may
be made by any of the persons referred to therein either alone or jointly with
any other person.
(1) Every application for a
patent shall be for one invention only and shall be made in the prescribed form
and filed in the patent office.
(2) Where the application is
made by virtue of an assignment of the right to apply for a patent for the invention,
there shall be furnished with the application, or within such period as may be
prescribed, after the filing of the application, proof of the right to make the application.
(3) Every application under this section
shall state that the applicant is in possession of the invention and shall name
the owner claiming to be the true and first inventor; and where the person so
claiming is not the applicant or one of the applicants, the application shall
contain a declaration that the applicant believes the person so named to be the
true and first inventor.
(4) Every such application (not being a
convention application) shall be accompanied by a provisional or a complete
specification..
8. Information
and undertaking regarding foreign applications-
(1) Where an applicant for a
patent under this Act is prosecuting either alone or jointly with any other person an
application for a patent in any country outside India in respect of the same or
substantially the same invention, or where to his knowledge such an application
is being prosecuted by some person through whom he claims or by some person
deriving title from him, he shall file along with his application-
(a) A statement setting out the name of the
country where the application is being prosecuted, the serial number and date
of filing of the application and such other particulars as may be prescribed;
and
(b) An undertaking that, up to the date of
the acceptance of his complete specification filed in India, he would keep the
Controller informed in writing, from time to time, of details of the nature
referred to in clause
(c) In respect of every other application
relating to the same or substantially the same invention, if any, filed in any
country outside India subsequently to the filing of the statement referred to
in the aforesaid clause, within the prescribed time.
(2) The Controller may also require the
applicant to furnish, as far as may be available to the applicant, details
relating to the objections, if any, taken to any such application as is
referred to in sub-section (1) on the ground that the invention is lacking in
novelty or patent ability, the amendments effected in the specifications, the
claims allowed in respect thereof and such other particulars as he may require.
9. Provisional
and complete specifications-
(1) Where an application for a patent (not being a convention
application) is accompanied by a provisional specification, a complete
specification shall be filed within twelve months from the date of filing of the
application, and if the complete specification is not so filed the application
shall be deemed to be abandoned.
Provided
that the complete specification may be filed at any time after twelve’s months
but within fifteen months from the date aforesaid, if a request to that effect is made to the
Controller and the prescribed fee is paid on or before the date on which the
complete specification is filed.
(2) Where two or more applications in the
name of the same applicant are accompanied by provisional specifications in
respect of inventions which are cognate or of which one is a modification of
another and the Controller is of opinion that the whole of such inventions are
such as to constitute a single invention and may properly be included in one
patent, he may allow one complete specification to be filed in respect of all
such provisional specifications.
(3) Where an application for a patent (not
being a convention application) is accompanied by a specification purporting to
be a complete specification, the Controller may, if the applicant so requests
at any time before the acceptance of the specification, direct that such
specification shall be treated for the purposes of this Act as a provisional
specification and proceed with the application accordingly.
(4) Where a complete specification has been
filed in pursuance of an application for a patent accompanied by a provisional
specification or by a specification treated by virtue of a direction under
sub-section (3) as a provisional specification, the Controller may, if the
applicant so requests at any time before the acceptance of the complete
specification, cancel the provisional specification and post-date the
application to the date of filing of the complete specification.
10. Contents of specifications-
(1) Every specification, whether provisional or complete, shall
describe the invention and shall begin with a title sufficiently indicating the
subject matter to which the invention relates.
(2) Subject to any rules that may be made in
this behalf under this Act, drawings may, and shall, if the Controller so
requires, be supplied for the purposes of any specification, whether complete
or provisional; and any drawings so supplied shall, unless the Controller
otherwise directs, be deemed to form part of the specification, and references
in this Act to a specification shall be construed accordingly.
(3) If, in any particular case,
the Controller considers that an application should be further supplemented by
a model or sample of anything illustrating the invention or alleged to
constitute an invention, such model or sample as he may require shall be
furnished before the acceptance of the application, but such model or sample
shall not be deemed to form part of the specification.
(4) Every complete specification shall-
(a) Fully and particularly describe the
invention and its operation or use and the method by which it is to be
performed;
(b) Disclose the best method of performing the
invention which is known to the applicant and for which he is entitled to claim
protection; and
(c) End with a claim or claims defining the
scope of the invention for which protection is claimed.
(5) The claim or claims of a complete
specification shall relate to a single invention, shall be clear and succinct
and shall be fairly based on the matter disclosed in the specification and
shall, in the case of an invention such as is referred to in section 5,
relate to a single method or process of manufacture.
(6) A declaration as to the inventorship of
the invention shall, in such cases as may be prescribed, be furnished in the
prescribed form with the complete specification or within such period as may be
prescribed after the filing of that specification.
(7) Subject to the foregoing provisions of
this section, a complete specification filed after a provisional specification
may include claims in respect of developments of, or additions to, the
invention which was described in the provisional specification, being
developments or additions in respect of which the applicant would be entitled
under the provisions of section 6 to make a separate application for a patent.
11.
Priority
dates of claims of a complete specification-
(1) There shall be priority date
for each claim of a complete specification.
(2) Where a complete specification is filed
in pursuance of a single application accompanied by-
(a) A provisional specification;
or
(b) A specification, which is treated by
virtue of a direction under subsection (3) of section 9 as a provisional
specification,
And the claim is fairly
based on the matter disclosed in the specification referred to in clause (a) or
clause (b), the priority date of that claim shall be the date of the filing of
the relevant specification.
(3) Where the complete specification is filed
or proceeded with in pursuance of two or more applications accompanied by such
specifications as are mentioned in sub-section (2) and the claim is fairly
based on the matter disclosed-
(a) In one of those specifications, the
priority date of that claim shall be the date of the filing of the application
accompanied by that specification;
(b) Partly in one and partly in
another, the priority date of that claim shall be the date of the filing of
the application accompanied by the specification of the later date.
(4) Where the complete specification has been
filed in pursuance of a further application made by virtue of sub-section (1)
of section 16 and the claim is fairly based on the matter disclosed in any of
the earlier specifications, provisional or complete, as the case may be, the priority date of that claim shall be
the date of the filing of that
specification in which the matter was first disclosed.
(5) Where, under the foregoing provisions of
this section, any claim of a complete specification would, but for the
provisions of that sub-section, have two or more priority dates, the priority
date of that claim shall be the earlier or earliest of those dates.
(6) In any case to which sub-sections (2),
(3), (4) and (5) do not apply, the priority date of a claim shall, subject to
the provisions of section 137, be the date of filing of the complete
specification.
(7) The reference to the date of the filing
of the application or of the complete specification in this section shall,
in cases where there has been a post-dating under section 9 or section 17 or,
as the case may be, an ante-dating under section 16, be a reference to the date
as so post-dated or ante-dated.
(8) A claim in complete specification of a
patent shall not be invalid by reason only of-
(a) The publication or use of the invention so far as claimed in
that claim on or after the priority date of such claim; or
(b) The grant of another patent which claims
the invention, so far as claimed in the first mentioned claim, in a claim of
the same or a later priority date.
CHAPTER- IV
EXAMINATION OF APPLICATIONS
12. Examination of
application-
(1) When the complete specification
has been filed in respect of an application for a patent, the application and
the specification relating thereto shall be referred by the Controller to an
examiner for making a report to him in respect of the following matters,
namely-
(a) Whether the application and the
specification relating thereto are in accordance with the requirements of this
Act and of any rules made thereunder;
(b) Whether there is any lawful ground of
objection to the grant of the patent under this Act in pursuance of the
application;
(c) The result of investigations made under section 13; and
(d) Any other matter, which may be prescribed.
(2) The examiner to whom the application and
the specification relating thereto are referred under sub-section (1) shall
ordinarily make the report to the Controller within a period of eighteen months
from the date of such reference.
13. Search
for anticipation by previous publication and by prior claim. -
(1) The examiner to whom an application
for a patent is referred under section 12 shall make investigation for the
purpose of ascertaining whether the invention so far as claimed in any claim of
the complete specification-
(a) Has been anticipated by publication
before the date of filing of the applicant's complete specification in
any specification filed in pursuance of in application for a patent
made in India and dated on or after the Ist day of January, 1912;
(b) Is claimed in any claim of any other
complete specification published on or after the date of filing of the
applicant's complete specification,, being a specification filed in pursuance
of an application for a patent made in India and dated before or claiming the
priority date earlier than that date.
(2) The examiner shall, in addition, make
such investigation as the Controller may direct for the purpose of
ascertaining, whether the invention, so far as claimed in any claim of the
complete specification, has been anticipated by publication in India or
elsewhere in any document other than those mentioned in sub-section (1) before
the date of filing of the applicant's complete specification.
(3) Where a complete specification is amended
under the provisions of this Act before it has been accepted, the
amended specification shall be examined and investigated in like manner as the
original specification.
(4) The examination and investigations
required under section 12 and this section shall not be deemed in any way to
warrant the validity of any patent, and no liability shall be incurred by the
Central Government or any officer thereof by reason of, or in connection with,
any such examination or investigation or any report or other proceedings
consequent thereon.
14. Consideration
of report of examiner by Controller- Where, in respect of an application for a
patent, the report of the examiner received by the Controller is adverse to the
applicant or requires any amendment of the application or of the specification
to ensure compliance with the provisions of this Act or of the rules made
thereunder, the Controller, before proceeding to dispose of the application in
accordance with the provisions hereinafter appearing, shall communicate the
gist of the objections to the applicant and shall, if so required by the
applicant within the prescribed time, give him an opportunity of being heard.
15. Power
of Controller to refuse or require amended applications in certain
cases- (1) Where the
Controller is satisfied that the application or any specification filed in
pursuance thereof
does not comply with the requirements of this Act or of any rules made
thereunder, the Controller may either-
(a) Refuse to proceed with the application;
or.
(b) Require the application, specification or
drawings to be amended to his satisfaction before he proceeds with the
application.
(2) If it appears to the Controller that the
invention claimed in the specification is not an invention within the meaning
of, or is not patentable under, this Act, he shall refuse the application.
(3) If it appears to the Controller that any
invention, in respect of which an application for a patent is made, might be
used in any manner contrary to law, he may refuse the application, unless the
specification is amended by the insertion of such disclaimer in respect of that
use of the invention, or such
other reference to the illegality thereof, as the Controller thinks fit.
16. Power
of Controller to make orders respecting division of application-
(1) A person who has made an application for a patent under this Act may, at any time before
the acceptance of the complete specification, if he so desires, or with a view
to remedy the objection raised by the Controller on the ground that the claims
of the complete specification relate to more than one invention, file a further
application in respect of an invention disclosed in the provisional or complete
specification a.1ready filed in respect of the first-mentioned application.
(2) The further application under sub-section
(1) shall be accompanied by a complete specification, but such complete
specification shall not include any matter not in substance disclosed in the
complete specification filed in pursuance of the first-mentioned application.
(3) The Controller may require such amendment
of the complete specification filed in pursuance of either the original or the
further application as may be necessary to ensure that neither of the said
complete specifications includes a claim for any matter claimed in the other.
Explanation- For the purposes of this
Act, the further application and the complete specification accompanying it
shall be deemed to have been filed on the date on which the complete
specification in pursuance of the first mentioned application has been filed, and
the further application shall, subject to the determination of the priority
date under sub-section (4) of section 11, be proceeded with as a substantive
application.
17. Power of Controller to make orders
respecting dating of application-
(1) Subject to the provisions of
section 9, at any time after the filing of an application and before acceptance
of the complete specification under this Act, the Controller may, at the
request of the applicant made in the prescribed manner, direct that the application
shall be post-dated to such date as may be specified in the request, and
proceed with the application accordingly.
Provided that no application
shall be post-dated under this sub-section to a date later than six months from
the date on which it was actually made or would, but for the provisions of this
sub-section, be deemed to have been made.
(2) Where an application or specification
(including drawings) is required to be amended under clause (b) of sub-section
(1) of section 15, the application or specification shall, if the Controller so
directs, be deemed to have been made on the date on which the requirement is
complied with or where the application or specification is returned to the
applicant, on the date on which it is re-filed after complying with the
requirement.
18. Powers of Controller in cases of
anticipation-
(1) Where it appears to the
Controller that the invention so far as claimed in any claim of the complete
specification has been anticipated in the manner referred to in clause (a)
of subsection (1) or sub-section (2) of section 13, he may refuse to accept the
complete specification unless the applicant-
(a) Shows to the satisfaction of the
Controller that the priority date of the claim of his complete specification is
not later thin the date on which the relevant
document was published; or
(b) Amends his complete specification to the
satisfaction of the Controller.
(2) If it appears to the Controller that the
invention is claimed in a claim of any other complete specification referred to
in clause (b) of sub-section (1) of section 13, he may, subject to the
provisions hereinafter contained, direct that a reference to that other
specification shall be inserted by way of notice to the public in the
applicant's complete specification unless within such time as may be
prescribed-
(a) The applicant shows to the satisfaction
of the Controller that the priority date of his claim is not later than the
priority date of the claim of the said other specification; or
(b) The complete specification is amended to
the satisfaction of the Controller;
(3) If it appears to the Controller, as a
result of an investigation under section 13 or otherwise-
(a) That the invention so far as
claimed in any claim of the applicant's complete specification has been claimed
in any other complete specification referred to in clause (a) of sub-section
(1) of section 13; and
(b) That such other complete specification was
published on or after the priority date of the applicant’s claim, then, unless
it is shown to the satisfaction of the Controller that the priority date of the
applicant's claim is not later than the priority date of the claim of that
specification, the provisions of sub-section (2) shall apply thereto in the
same manner as they apply to a specification published on or after the date of
filing of the applicant's complete specification.
(4) Any order of the Controller under
sub-section (2) or sub-section (3) directing the insertion of a reference to
another complete specification shall be of no effect unless and until the other
patent is granted.
19. Powers
of Controller in case of potential infringement-
(1) If, in consequence of the
investigations required by the foregoing provisions of this Act or of
proceedings under section 25, it appears to the Controller that an invention in
respect of which an application for a patent has been made cannot be performed
without substantial risk of infringement of a claim of any other patent, he may
direct that a reference to that other patent shall be inserted in the
applicant's complete specification by way of notice to the public, unless
within such time as may be prescribed-
(a) The applicant shows to the satisfaction
of the Controller that there are reasonable grounds for contesting the validity
of the said claim of the other patent; or
(b) The complete specification is amended to
the satisfaction of the Controller.
(2) Where, after a reference to another patent
has been inserted in a complete specification in pursuance of a direction under
sub-section (l)-
(a) That other patent is revoked or otherwise ceases to be in
force; or
(b) The specification of that other patent is amended by the
deletion of the relevant claim; or
(c) It is found, in proceedings before the
court or the Controller, that the relevant claim of that other patent is
invalid or is not infringed by any
working of the applicant's invention,
The Controller may,
on the application of the applicant, delete the reference to that other patent.
20. Powers of Controller to
make orders regarding substitution of applicants, Etc.-
(1) If the Controller is
satisfied, on a claim made in the prescribed manner at any time before a patent
has been granted, that by virtue of any assignment or agreement in writing made
by the applicant or one of the applicants for the patent or by operation of
law, the claimant would, if the patent were then granted, be entitled thereto
or to the interest of the applicant therein, or to an undivided share of the
patent or of that interest, the Controller may, subject to the provisions of
this section, direct that the application shall proceed in the name of the
claimant or in the names of the claimants and the applicant or the other joint
applicant or applicants, accordingly as the case may require.
(2) No such direction as
aforesaid shall be given by virtue of any assignment or agreement made by one
of two or more joint applicants for a patent except with the consent of the
other joint applicant or applicants.
(3) No such direction as aforesaid shall be given by virtue of any
assignment or agreement for the assignment of the benefit of an invention
unless-
(a) The invention is identified therein by
reference to the number of the application for the patent; or
(b) There is produced to the Controller an
acknowledgment by the person by whom the assignment or agreement was made
that the assignment or agreement relates to the invention in
respect of which that application is made; or
(c) The rights of the claimant in respect of
the invention have been finally established by the decision of a court; or
(d) The Controller gives directions for
enabling the application to proceed or for regulating the manner in which it
should be proceeded with under sub-section (15).
(4) Where one of two or more joint applicants
for a patent dies at any time before the patent has been granted, the
Controller may, upon a request in that behalf made by the survivor or survivors
and with the consent of the legal representative of the deceased, direct that
the application shall proceed in the name of the survivor or survivors alone.
(5) If any dispute arises between joint applicants
for a patent whether or in what manner the application should be proceeded
with, the Controller may, upon application made to him in the prescribed manner
by any of the parties, and after giving to all parties concerned an opportunity
to be heard, give such directions as he thinks fit for enabling the application
to proceed in the name of one or more of the parties alone or for regulating
the manner in which it should be proceeded with, or for both those purposes, as
the case may require.
21. Time
for putting application in order for acceptance-
(1) An application for a patent
shall be deemed to have been abandoned unless within fifteen months from the
date on which the first statement of objections to the application or complete
specification is forwarded by the Controller to the applicant or within such
longer period as may be allowed under the following provisions of this section
the applicant has complied with all the requirements imposed on him by or under
this Act, whether in connection with the complete specification or otherwise in
relation to the application.
Explanation: - Where the application or
any specification or, in the case of a convention application, any document
filed, as part of the application has been returned to the applicant by the
Controller in the course of the proceedings, the applicant shall not be deemed
to have complied with such requirements' unless and until he has re-filed it.
(2) The period of fifteen months specified in
sub-section (1) shall, on request made by the applicant in the prescribed
manner and before the expiration of the period so specified, be extended for a
further period, so requested (hereafter in this section referred to as the
extended period), so, however, that the total period for complying with the
requirements of the Controller does not exceed eighteen months from the date on
which the objections referred to in sub-section, (1) are forwarded to the applicant.
(3) If at the expiration of the period of
fifteen months specified in sub-section (1) or the extended period-
(a) An appeal to the High Court is pending in
respect of the application for the patent for the main invention; or
(b) In the case of an application for a
patent of addition, in appeal to the High Court is pending in
respect of either that application or the application for the main invention,
The time within which the
requirements of the Controller shall be complied with shall, on an application
made by the applicant before the expiration of the said period of fifteen months or the extended period, as the case may be, be extended until such
date as the High Court may determine.
(4) If the time within which the appeal
mentioned in sub-section (3) may be instituted has not expired, the Controller may
extend the period of fifteen months, or as the case may be, the extended
period, until the expiration of such further period as he may determine.
Provided that if an appeal
has been filed during the said further period, and the High Court has granted any
extension of time for complying with, the requirements
of the Controller, then, the requirements may be complied with within the time
granted by the Court.
22. Acceptance
of complete specification- Subject to the provisions of
section 21, the complete specification filed in pursuance of an application for
a patent may be accepted by the Controller at any time after the applicant has
complied with the requirements mentioned in sub-section (1) of that section,
and, if not so accepted within the period allowed under that section for
compliance with those requirement, shall be accepted as soon as may be
thereafter.
Provided that the applicant
may make an application to the Controller in the prescribed manner requesting
him to postpone acceptance until such date not being later than eighteen months
from the date on which the objections referred to in sub-section (1) of section
21 are forwarded to the applicant as may be specified in the application, and,
if such application is made, the Controller may postpone acceptance
accordingly.
23. Advertisement
of acceptance of complete specification- On the acceptance of a
complete specification, the Controller shall give notice thereof to the
applicant and shall advertise in the Official Gazette the fact that the specification
has been accepted, and thereupon the application and the specification with the
drawings (if any) filed in pursuance thereof shall be open to public
inspection.
24. Effect
of acceptance of complete
specification:-On and from the date of advertisement
of the acceptance of a complete specification and until the date of sealing of
a patent in respect thereof, the applicant shall have the like privileges
and rights as if a patent for the invention had been sealed on the date of
advertisement of acceptance of the complete specification-.
Provided that the applicant
shall not be entitled to institute any proceedings for infringement until the
patent has been sealed.
EXCLUSIVE MARKETING RIGHTS
24A. Application for grant of exclusive rights-
(1) Notwithstanding anything
contained in sub-section (1) of section 12, the Controller shall not, under that
sub-section, refer an application in respect of a claim for a patent covered
under sub-section (2) of section 5 to an examiner for making a report till the
31st day of December, 2004 and shall, where an application for grant of
exclusive right to sell or distribute the article or substance in India has
been made in the prescribed form and manner and on payment of prescribed fee,
refer the application for patent, to an examiner for making a report to him as
to whether the invention is not an invention within the meaning of this Act in
terms of section 3 or the invention is an invention for which no patent can be
granted in terms of section 4.
(2) Where the Controller, on receipt of a
report under sub-section (1) and after such other inventigation as he may deed
necessary, is satisfied that the invention is not an invention within the
meaning of this Act in terms of section 3 or the invention is an invention for
which no patent can be granted in terms of section 4, he
shall reject the application for exclusive right to sell or distribute the
article or substance.
(3) In a case where an application for
exclusive right to sell or distribute an article or a substance is not rejected
by the Controller on receipt of a report under sub-section (1) and after such
other investigation, if any, made by him, he may proceed to grant exclusive
right to sell or distribute the article or substance in the manner provided in
section 24B.
Explanation: -It is hereby clarified
that for the purposes of this section, the exclusive right to sell or
distribute any article or substance under this section shall not include an
article or substance based on the system of Indian medicine as defined in
clause (e) of sub-section (1) of section 2 of the Indian Medicine Central
Council Act, 1970 (48 of 1970), and where such article or substance is already
in the public domain.
1. Chapter –IVA Section 24A to 24F, ins. by
Act 17 of 1999, s. 3, w.e.f. 1.1.1995.
24B. Grant of exclusive rights-
(1)
Where a claim for patent covered
under sub-section (2) of section 5 has been made and the applicant has, -
(a) Where an invention has been made whether
in India or in a Country other than Indian and before filling such a claim,
filed an application for the same invention claiming identical article or
substance in a convention country on or after the Ist day of January, 1995 and
the patent and the approval to sell or distribute the article or substance on
the basis of appropriate tests conducted on or after the 1st day of
January, 1995, in that country has been granted on or after the date of making
a claim for patent covered under sub-section (2) of section 5; or
(b) Where an invention has been made in India
and before filing such a claim, made a claim for patent on or after the Ist day
of January, 1995 for method or process of manufacture for that invention
relating to identical article or substance and has been granted in India the
patent therefor on or after the date of making a claim for patent covered under
Sub-section (2) of section 5,
And has been received the
approval to sell or distribute the article or substance from the authority
specified in this behalf by the Central Government, then, he shall have the
exclusive right by himself, his agents or licensees to sell or distribute in
India the article or the substance on and from the date of approval granted by
the Controller in this behalf till a period of five
years or till the date of grant of patent or the date of rejection of
application for the grant of patent, whichever is earlier.
(2) Where, the specifications of an invention
relatable to an article or a substance covered under sub-section (2), of
section 5 have been recorded in a document or the invention has been tried or
used, or, the article or the substance has been sold, by a person, before a
claim for a patent of that invention is made in India or in a
convention country, then, the sale or distribution of the article or substance
by such person, after the claim referred to above is made, shall not be deemed
to be an infringement of exclusive right to sell or distribute under
sub-section (1).
Provided that nothing in
this sub-section shall apply in a case where a person makes or uses an article
or a substance with a view to sell or distribute the same, the details of invention
relatable thereto were given by a person who was holding an exclusive right to
sell or distribute the article or substance.
24C. Compulsory licences: - The
provisions in relation to compulsory licences in Chapter XVI shall, subject to
the necessary modifications, apply in relation to an exclusive right to sell or
distribute under section 24B as they apply to, and in relation to, a right
under a patent to sell or distribute and for that purpose the following
modifications shall be deemed to have been made to the provisions of that
Chapter and all their grammatical variations and cognate expressions shall be
construed accordingly, namely:-
(a) Throughout Chapter XVI,-
(i) Working of -the invention shall be deemed
to be selling or distributing of the article or substance;
(ii) References to “patents” shall be deemed to
be references to “right to sell or distribute”;
(iii) References to “patented article” shall be
deemed to be references to “an article for which exclusive right to sell or
distribute has been granted”;
(b) Three years from the date of sealing of a patent in section 84
shall be deemed to be two years from the date of approval by the Controller for
exclusive right to sell or distribute under section 24B;
(c) The time, which has elapsed since the sealing of a patent under
section 85 shall be deemed to be the time, which has elapsed since the
approval, by the Controller for exclusive right to sell or distribute under
section 24B;
(d) Clauses (d) and (e) of section 90 shall be omitted.
24D. Special provision for selling or distribution-
(1) Without prejudice to the
provisions of any other law for the time being in force, where, at any time
after an exclusive right to sell or distribute any article or substance has
been granted under sub-section (1) of section 24B, the general Government is
satisfied that it is necessary or expedient in public interest to sell or
distribute the article or substance by a person other than a person to whom
exclusive right has been granted under sub-section (1) of section 24B; it may,
by itself or through any person authorised in writing by it in
this behalf, sell or distribute the article or substance.
(2) The Central Government may, by
notification in the Official Gazette and at any time after an exclusive right
to sell or distribute an article or a substance has been granted, direct, in
the public interest and for reasons to be stated, that the said article or
substance shall be sold at a price determined by an authority specified by it in
this behalf.
24E. Suits relating to infringements- All
suits relating to infringement of a right under section 24B shall be dealt with
in the same manner as if they are suits concerning infringement of patents
under Chapter XVIII.
24F. Central Government and its officers not to be
liable- The examination and
investigations required under this Chapter shall not be deemed in any way to
warrant the validity of any grant of exclusive right to sell or distribute, and
no liability shall be incurred by the Central Government or any officer thereof
by reason of, or in connection with, any such examination or investigation or
any report or other proceedings consequent thereon.]
CHAPTER V
OPPOSITION TO GRANT OF PATENT
25. Opposition
to grant of patent-
(1) At any time within four
months from the date of advertisements of the acceptance of a complete
specification under this Act (or within such further period not exceeding one
month in the aggregate as the Controller may allow on application made to him
in the prescribed manner before the expiry of the four months aforesaid) any
person interested may give notice to the Controller of opposition to the grant
of the patent on any of the following grounds, namely:
(a) That the applicant for the patent or the
person under or through whom he claims, wrongfully obtained the invention or
any part thereof from him or from a person under or through whom he claims;
(b) That the invention so far as claimed in
any claim of the complete specification has been published before the priority
date of the claim-
(i) In any specification filed in pursuance
of an application for a patent made in India on or after the Ist day of
January, 1912; or
(ii) In India or elsewhere, in any other
document.
Provided that the ground
specified in sub-clause (ii) shall not be available where such publication does
not constitute an anticipation of the invention by virtue of sub-section (2) or
sub-section (3) of section 29;
(c) That the invention so far as claimed in
any claim of the complete specification is claimed in a claim of a complete
specification published on or after the priority date of the applicant's claim
and filed in pursuance of an application for a patent in India, being a claim
of which the priority date is earlier than that of the applicant's claim;
(d) That the invention so far as claimed in
any claim of the complete specification was publicly known or publicly used in
India before the priority date of that claim.
Explanation: - For the purposes of this
clause, an invention relating to a process for which a patent is claimed shall
be deemed to have been publicly known or publicly used in India before the
priority date of the claim if a product made by that process had already been imported
into India before that date except where such importation has been for the
purpose of reasonable trial or experiment only;
(e) That the invention so far as claimed in
any claim of the complete specification is obvious and clearly does not involve
any inventive step, having regard to the matter published as mentioned in
clause (b) or having regard to what was used in India before the priority date
of the applicant's claim;
(f) That the subject of any claim of the
complete specification is not an invention within the meaning of this Act, or
is not patentable under this Act;
(g) That the complete specification does not
sufficiently and clearly describe the invention or the method by which it is to
be performed;
(h) That the applicant has failed to disclose
to the Controller the information required by section 8, or has furnished the
information, which in any material particular was false to his knowledge;
(i) That in the case of a convention
application, the application was not made within twelve months from the date of
the first application for protection for the invention made in a convention
country by the applicant or a person from whom he derives title, but on no
other ground.
(2) Where any such notice of opposition is
duly given, the Controller shall notify the applicant and shall give to the
applicant and the opponent an opportunity to be heard before deciding the case.
(3) The grant of a patent shall not be
refused on the ground stated in clause (c) of sub-section (1) if no patent
has been granted in pursuance of the application mentioned in that clause; and
for the purpose of any inquiry under clause (d) or clause (e) of that
sub-section, no account shall be taken of any secret use.
26. In
cases of “obtaining” Controller may treat application as application
of opponent-
(1) Where in any opposition
proceeding under this Act-
(a) The Controller finds that the invention,
so far as claimed in any claim of the complete specification, was obtained from
the opponent in the manner set out in clause (a) of sub-section (1) of section
25 and refuses the application on that ground, he may, on request by such
opponent made in the prescribed manner direct that the application shall
proceed in the name of the opponent as if the application and the specification
had been filed by the opponent on the date on which they were actually filed;
(b) The Controller finds that a part of an
invention described in the complete specification was so obtained from the, opponent and passes an order
requiring that the specification be amended by the exclusion of that part of
the invention, the opponent may, subject to the provisions of subsection (2),
file an application in accordance with the provisions of this Act accompanied
by a complete specification for the grant of a patent for the invention so
excluded from the applicant's specification, and the Controller may treat such
application and specification as having been filed, for the purposes of this
Act relating to the priority dates of claims of the complete specification, on
the date on which the corresponding document was or was deemed to have been
filed by the earlier applicant, but for all other purposes the application of
the opponent shall be proceeded with as an application for a patent under this
Act.
(2) Where an opponent has, before the date of
the order of the Controller requiring the amendment of a complete specification
referred to in clause (b) of sub-section (1), filed an application for a patent
for an invention which includes the whole or a part of the invention held to
have been obtained from him and such application is pending, the Controller may
treat such application and specification in so far as they relate to the
invention held to have been obtained from him, as having been filed, for the purposes of this Act relating to the
priority dates of claims of the complete specification, on the date on which
the corresponding document was or was deemed to have been filed by the earlier
applicant, but for all other purposes the application of the opponent shall be
proceeded with as an application for a patent under this Act.
27. Refusal of patent without opposition- If at any time after the acceptance before the
grant of a patent thereon it comes to the notice of the Controller otherwise
than in consequence of proceedings in opposition to the grant under section 25,
that the invention, so far as claimed in any claim of the complete
specification, has been published before the priority date of the claim-
(a) In any specification filed in pursuance
of an application for a patent made in India and dated on or after the 1st day of January, 1912;
(b) In any other document in India or
elsewhere,
The Controller may refuse to grant the patent unless, within such time as may be prescribed, the complete specification is amended to his satisfaction.
Provided that the Controller
shall not refuse to grant the patent on the ground specified in clause (b) if
such publication does not constitute an anticipation of the invention by virtue
of sub-section (2) or sub-section (3) of section 29.
28. Mention of inventor as such in patent-
(1) If the Controller is satisfied, upon a
request or claim made in accordance with the provisions of this section-
(a) That the person in respect of or by whom
the request or claim is made is the inventor of an invention in respect of
which application for a patent has been made, or of a substantial part of that
invention; and
(b) That the application for the patent is a
direct consequence of his being the inventor,
The Controller shall,
subject to the provisions of this section, cause him to be mentioned as
inventor in any patent granted in pursuance of the application in the complete
specification and in the register of patents.
Provided that the mention of
any person as inventor under this section shall not confer or derogate from any
rights under the patent.
(2) A request that any person shall be
mentioned as aforesaid may be made in the prescribed manner by the applicant
for the patent or (where the person alleged to be the inventor is not the
applicant or one of the applicants) by the applicant and that person.
(3) If any person [other than a person in
respect of whom a request in relation to the application in question has been
made under sub-section (2)] desires to be mentioned as aforesaid, he may make a
claim in the prescribed manner in that behalf.
(4) A request or claim under the foregoing
provisions of this section shall be made not later than two months after the
date of advertisement of acceptance of the complete specification or within
such further period (not exceeding one month) as the Controller may, on an
application made to him in that behalf before the expiration of the said period
of two months and subject to the payment of the prescribed fee, allow.
(5) No request or claim under the foregoing
provisions of this section shall be roller that the request or claim is based upon
facts which, if proved in the case of an opposition under the provisions of
clause (a) of sub-section (1) of section 25 by the person in respect of or by
whom the request or claim is made, would have en-titled him to relief under
that section.
(6) Subject to the provisions of sub-section
(5), where a claim is made under sub-section (3), the Controller shall give
notice of the claim to every applicant for the patent (not being the claimant)
and to any other person whom the Controller may consider to be interested; and
before deciding upon any request or claim made under subsection (2) or
sub-section (3), the Controller shall, if required, hear the person in
respect of or by whom the request or claim is made, and, in the case of a
claim under sub-section (3), any person to whom notice of the claim has been
given as aforesaid.
(7) Where any person has been mentioned as
inventor in pursuance of this section, any other person who alleges that he
ought not to have been so mentioned may at any time apply to the Controller for
a certificate to that effect, and the Controller may, after hearing, if
required, any person whom he may consider to be interested, issue such a
certificate, and if he does so, he shall rectify the specification and the
register accordingly.
CHAPTER VI
ANTICIPATION
29. Anticipation
by previous publication-
(1) An invention claimed in a
complete specification shall not be deemed to have been anticipated by reason
only that the invention was published in a specification filed in pursuance of
an application for a patent made in India and dated before the 1st
day of January 1912.
(2) Subject as hereinafter
provided, an invention claimed in a complete specification shall not be deemed
to have been anticipated by reason only that the invention was published before
the priority date of the relevant claim of the specification, if the patentee
or the applicant for the patent proves-
(a) That the matter published was obtained
from him, or (where he is not himself the true and first inventor) from any
person from whom he derives title, and was published without his consent or the
consent of any such person; and
(b) Where the patentee or the applicant for
the patent or any person from whom he derives title learned of the publication
before the date of the application for the patent, or in the case of a
convention application, before the date of the application for protection in a
convention country, that the application or the application in the convention
country, as the case may be, was made as soon as reasonably practicable
thereafter.
Provided that this
sub-section shall not apply if the invention was before the priority date of
the claim commercially worked in India, otherwise than for the purpose of
reasonable trial, either by the patentee or the applicant for the patent or any
person from whom he derives title or by any other person with the consent of
the patentee or the applicant for the patent or any person from whom he derives
title.
(3) Where a complete specification is filed in
pursuance of an application for a patent made by a person being the true and
first inventor or deriving title from him, an invention claimed in that
specification shall not be deemed to have been anticipated by reason only of
any other application for a patent in respect of the same invention made in
contravention of the rights of that person, or by reason only that after the
date of filing of that other application the invention was used or published,
without the consent of that person, by the applicant in respect of that other
application, or by any other person in consequence of any disclosure of any
invention by that applicant.
30. Anticipation by previous communication to
Government- An invention
claimed in a complete specification shall not be deemed to have been
anticipated by reason only of the communication of the invention to the
Government or to any person authorised by the Government to investigate the
invention or its merits, or of anything done, in consequence of such a
communication, for the purpose of the investigation.
31. Anticipation by public display, etc.-An invention claimed in a
complete specification shall not be deemed to have been anticipated by reason
only of-
(a) The display of the invention with the
consent of the true and first inventor or a person deriving title from him at
an industrial or other exhibition to which the provisions of this section have
been extended by the Central Government by notification in the Official
Gazette, or the use thereof with his consent for the purpose of such an
exhibition in the place where it is held; or
(b) The publication of any description of the
invention in consequence of the display or use of the invention at any such
exhibition as aforesaid; or
(c) The use of the invention, after it has
been displayed or used at any such exhibition as aforesaid and during the
period of the exhibition, by any person without the consent of the true and
first inventor or a person deriving title from him; or
(d) The description of the invention in a
paper read by the true and first invent or before a learned society or
published with his consent in the transactions of such a society;
If the application for the
patent is made by the true and first inventor or a person deriving title from
him not later than six months after the opening of the exhibition or the
reading or publication of the paper, as the case may be.
32. Anticipation by public working-
An
invention claimed in a complete specification shall not be deemed to have been
anticipated by reason only that at any time within one year before the priority
date of the relevant claim of the specification, the invention was publicly
worked in India-
(a) By the patentee or applicant for the
patent or any person from whom he derives title; or
(b) By any other person with the consent of
the patentee or applicant for the patent or any person from whom he derives
title,
If the working was effected
for the purpose of reasonable trial only and if it was reasonably necessary,
having regard to the nature of the invention, that the working for that purpose
should be effected in public.
33. Anticipation
by use and publication after provisional specification-
(1) Where a complete
specification is filed or proceeded with in pursuance of an application which was
accompanied by a provisional specification or where a complete specification filed along with an
application is treated by virtue of a direction under sub-section (3) of
section 9, as a provisional specification, then, notwithstanding anything
contained in this Act, the Controller shall not refuse to grant the patent, and
the patent shall not be revoked or invalidated, by reason only that any matter
described in the provisional specification or in the specification treated as
aforesaid as a provisional specification was used in India or published in
India or elsewhere at any time after the date of the filing of that
specification.
(2) Where a complete specification is filed
in pursuance of a convention application, then, notwithstanding anything contained in this Act, the Controller shall not refuse to grant
the patent, and the patent shall not be revoked or invalidated, by reason only
that any matter disclosed in any application for protection in a convention
country upon which the convention application is founded was used in India or
published in India or elsewhere at any time after the date of that application
for protection.
34. No
anticipation if circumstances are only as described in sections 29,
30, 31 and 32- Notwithstanding
anything contained in this Act, the Controller shall not refuse to accept a
complete specification for a patent or to grant a patent, and a patent shall
not be revoked or invalidated by reason only of any circumstances which, by
virtue of section 29 or section 30 or section 31 or section 32, do not
constitute an anticipation of the invention claimed in the specification.
CHAPTER VII
PROVISIONS FOR SECRECY OF CERTAIN INVENTIONS
35. Secrecy directions relating to inventions
relevant for defence purposes-
(1) Where, in respect of an
application made before or after the commencement of this Act for a patent, it
appears to the Controller that the invention is one of a class notified to him
by the Central Government as relevant for defence purposes, or,
where otherwise the invention appears to him to be so relevant, he may give
directions for prohibiting or restricting the publication of information with
respect to the invention or the communication of such information to any person
or class of persons specified in the directions.
(2) Where the Controller gives any such
directions as are referred to in sub-section (1), he shall give notice of the
application and of the directions to the Central Government, and the Central
Government shall, upon receipt of such notice, consider whether the publication
of the invention would be prejudicial to the defence of India, and if upon such
consideration, it appears to it that the publication of the invention would not
so prejudice, give notice to the Controller to that effect, who shall thereupon
revoke the directions and notify the applicant accordingly.
(3) Without prejudice to the provisions
contained in sub-section (1), where the Central Government is of opinion that
an invention in respect of which the Controller his not given any
directions under sub-section (1), is relevant for defence purposes, it may at
any time before acceptance of the complete specification notify the Controller
to that effect, and thereupon the provisions of that subsection shall apply as
if the invention were one of the class notified by the Central Government, and
accordingly the Controller shall give notice to the Central Government of the
directions issued by him.
36. Secrecy
directions to be periodically reviewed-
(1) The question whether an
invention in respect of which directions have been given under section 35
continues to be relevant for defence purposes shall be re-considered by the
Central Government within nine months from the date of issue of such directions
and thereafter at intervals not exceeding twelve months, and if, on such
re-consideration it appears to the Central Government that the publication of
the invention would no longer be prejudicial to the defence of India it shall
forthwith give notice to the Controller accordingly and the Controller shall
thereupon revoke the directions previously given by him.
(2) The result of every re-consideration
under sub-section (1), shall be communicated to the applicant within such time
and in such manner as may prescribed.
37. Consequences
of secrecy directions-
(1) So long as any directions
under section 35 are in force in respect of an application-
(a) The Controller shall not pass an order
refusing to accept the same; and
(b) Notwithstanding anything contained in
this Act, no appeal shall lie from any order of the Controller passed in
respect thereof.
Provided that the
application may, subject to the directions, proceed up to the stage of the
acceptance of the complete specification, but the acceptance shall not be
advertised nor the specification published, and n6 patent shall be granted in
pursuance of the application.
(2) Where a complete specification filed in
pursuance of an application for a patent for an invention in respect of which
directions have been given under section 35 is accepted during the continuance
in force of the directions, then-
(a) If, during the continuance in force of
the directions; any use of the invention is made by or on behalf of, or to the
order of the Government, the provisions of sections 100, 101 and 103 shall
apply in relation to that use as if the patent had been granted for the
invention; and
(b) If it appears to the Central Government
that the applicant for the patent has suffered hardship by reason of the
continuance in force of the directions, the Central Government may make to him
such payment (if any) by way of solatium as appears to the Central Government
to be reasonable having regard to the novelty and utility of the
invention and the purpose for which it is designed, and to any other relevant
circumstances.
(3) Where a patent is granted in pursuance of
an application is respect of which directions have been given under section 35,
no renewal fee shall be payable in respect of any period during which those directions
were in force.
38. Revocation
of secrecy directions and extension of time- When any direction given
under section 35 is revoked by the Controller, then, notwithstanding any
provision of this Act specifying the time within which any step should be taken
or any act done in connection with an application for the patent, the
Controller may, subject to such conditions, if any, as he thinks fit to impose,
extend the time for doing anything required or authorised to be done by or
under this Act in connection with the application, whether or not that time has
previously expired.
1[39.
Residents not to apply for patents outside India without prior
permission: -
1. Section 39 omitted by Act 17 of 1999,s.
4, w.e.f. 01.01.1995.
40. Liability
for contravention of section 35 or
section 39- Without prejudice to the provisions contained in Chapter XX, if
in respect of an application of a
patent any person contravenes any direction
as to secrecy given by the Controller under section 35 1[***] the application for patent
under this Act shall be deemed to have been abandoned and the patent granted,
if any, shall be liable to be revoked under section 64.
1. The words “or makes or causes to be made
an application for the grant of a patent outside India in contravention of
section 39,” omitted by Act 17 of 1999, s. 5, w.e.f. 1.1.1995.
41. Finality
of orders of Controller and Central Government- All
orders of the Controller giving directions as to secrecy as well as all orders
of the Central Government under this Chapter shall be final and shall not be
called in question in any court on any ground whatsoever.
42. Savings
respecting disclosure to Government- Nothing in this Act shall be
held to prevent the disclosure by the Controller of information concerning an application
for a patent or a specification filed in pursuance thereof to the Central
Government for the purpose of the application or specification being examined for considering whether an order under this Chapter should be made
or whether an order so made should be revoked.
CHAPTER-VIII
GRANT AND SEALING OF PATENTS AND RIGHTS CONFERRED
THEREBY
43. Grant
and sealing of patent-
(1) Where a complete
specification in pursuance of an application for a patent has been accepted and
either-
(a) The application has not been opposed
under section 25 and the time for the filing of the opposition has expired; or
(b) The application has been opposed and the
opposition has been finally decided in favour of the applicant; or
(c) The application has not been refused by the Controller by virtue of any power vested in him by
this Act,
The patent shall, on request
made by the applicant in the prescribed form, be granted to the applicant or,
in the case of a joint application, to the applicants jointly, and the
Controller shall cause the patent to be sealed with the seal of the patent
office and the date on which. the patent is sealed shall be entered in the
register.
(2) Subject to the provisions of sub-section
(1) and of the provisions of this Act with respect to patents of addition, a
request under this section for the sealing of a patent shall be made not later
than the expiration of a period of six months from the date of advertisement of
the acceptance of the complete specification.
Provided that-
(a) Where at the expiration of the said six
months any proceeding in relation to the application for the patent is pending
before the Controller or the High Court, the request may be made within the
prescribed period after the final determination of that proceeding;
(b) Where the applicant or one of the
applicants has died before the expiration of the time within which under the
provisions of this subsection the request could otherwise be made, the said
request may be made at any time within twelve months after the date of the
death or at such later time as the Controller may allow.
(3) The period within which under sub-section
(2) a request for the sealing of a patent may be made may, from time to time,
be extended by the Controller to such longer period as may be specified in an
application made to him in that behalf, if the application is made and the
prescribed fee paid within that longer period.
Provided that the
first-mentioned period shall not be extended under this sub-section by more
than three months in the aggregate.
Explanation: - For the purposes of this
section a proceeding shall be deemed to be pending so long as the time for any
appeal therein (apart from any future extension of that time) has not expired, and a proceeding shall be deemed to be finally determined
when the time for any appeal therein (apart from any such extension) has
expired without the appeal being brought.
44. Amendment
of patent granted to deceased applicant- Where, at any time after a
patent has been sealed in pursuance of an application under this Act, the
Controller is satisfied that the person to whom the patent was granted had died, or, in the case of a body corporate, had ceased
to exist, before the patent was sealed, the Controller may amend the patent by
substituting for the name of that person the name of the person to whom the
patent ought to have been granted, and the patent shall have
effect, and shall be deemed always to have had effect, accordingly.
(1) Subject to the other provisions
contained in this Act, every patent shall be dated as of the date on which the
complete specification was filed.
Provided that a patent which
is granted in pursuance of an application to which any directions issued under section
78C of the Indian Patents and Designs Act, 1911 (2 of 1911), applied
immediately before the commencement of this Act, shall be dated as of the date
of the filing of the complete specification or the date of such commencement
whichever is later.
(2) The date of every patent shall be entered
in the register.
(3) Notwithstanding anything contained in
this section, no suit or other proceeding shall be commenced or prosecuted in
respect of an infringement committed before the date of advertisement of the
acceptance of the complete specification.
46. Form, extent and effect of patent-
(1) Every patent shall be in the prescribed form and
shall have effect throughout India.
(2) A patent shall be
granted for one invention only.
Provided that it shall not
be competent for any person in a suit or other proceeding to take any objection
to a patent on the ground that it has been granted for more than one invention.
47. Grant
of patents to be subject to certain conditions- The
grant of a patent under this Act shall be subject to the condition that-
(1) Any machine, apparatus or other article
in respect of which the patent is granted or any article made by using a
process in respect of which the patent is granted, may be imported or made by
or on behalf of the Government for the purpose merely of its own use;
(2) Any process in respect of which the
patent is granted may be used by or on behalf of the Government for the purpose
merely of its own use;
(3) Any machine, apparatus or other article in
respect of which the patent is granted or any article made by the use of the
process in respect of which the patent is granted, may be made or used, and any
process in respect of which the patent is granted may be used, by any person,
for the purpose merely of experiment or research including the imparting of
instructions to pupils; and
(4) In the case of a patent in respect of any
medicine or drug, the medicine or drug may be imported by the Government for
the purpose merely of its own use or for distribution in any dispensary, hospital or other
medical institution maintained by or on behalf of the Government or any other dispensary, hospital or medical institution which the
Central Government may, having regard to the public service that such dispensary,
hospital or medical institution renders, specify in this belief by notification in the Official Gazette.
(1) Subject to the other
provisions contained in this Act, a patent granted before the commencement of
this Act, shall confer on the patentee the exclusive right by himself, his
agents for licensees to make, use, exercise, sell or distribute the invention
in India.
(2) Subject to the other provisions contained
in this Act and the conditions specified in section 47, a patent granted after
the commencement of this Act shall confer upon the patentee-
(a) Where the patent is for an article or
substance, the exclusive right by himself, his agents or licensees to make,
use, exercise, sell or distribute such article or substance in India;
(b) Where a patent is for a method or process
of manufacturing an article or substance, the exclusive right by himself, his
agents or licensees to use or exercise the method or process in India.
49. Patent
rights not infringed when used on foreign vessels, etc., temporarily
or accidentally in India-
(1) Where a vessel or aircraft
registered in a foreign country or a land vehicle owned by a person ordinarily
resident in such country comes into India (including the territorial waters
thereof) temporarily or accidentally only, the rights conferred by a patent for
an invention shall not be deemed to be infringed by the use of the invention-
(a) In the body of the vessel or in the
machinery, tackle, apparatus or other accessories thereof, so far as the
invention is used on board the vessel and for its actual needs only; or
(b) In the construction or working of the
aircraft or land vehicle or of the accessories thereof, as the case may be.
(2) This section shall not extend to vessels,
aircraft or land vehicles owned by persons ordinarily resident in a foreign
country the laws of which do not confer corresponding rights with respect to
the use of inventions in vessels, aircrafts or land vehicles owned by persons
ordinarily resident in India while in the ports or within the territorial
waters of that foreign country or otherwise within the jurisdiction of its
courts.
50. Rights of co-owners of patents-
(1) Where a patent is granted to two or more persons, each of those
persons shall, unless an agreement to the contrary is in force, be entitled to
an equal undivided share in the patent.
(2) Subject to the provisions contained in
this section and in section 51, where two or more persons are registered as
grantee or proprietor of a patent, then, unless an agreement to the contrary is
in force, each of those persons shall be entitled, by himself or his agents, to
make, use, exercise and sell the patented invention for his own benefit without
accounting to the other person or persons.
(3) Subject to the provisions contained in
this section and in section 51 and to any agreement for the time being in
force, where two or more persons are registered as grantee or proprietor of a
patent, then, a licence under the patent shall not be granted and a share in
the patent shall not be assigned by one of such persons except with the consent
of the other person or persons.
(4) Where a patented article is sold by one
of two or more persons registered as grantee or proprietor of a patent, the
purchaser and any person claiming through him shall be entitled to deal with
the article in the same manner as if the article had been sold by a sole
patentee.
(5) Subject to the provisions contained in
this section, the rules of law applicable to the ownership and devolution of
movable property generally shall apply in relation to patents, and nothing
contained in sub-section (1) or sub-section (2) shall affect the mutual rights
or obligations of trustees or of the legal representatives of a deceased person
or their rights or obligations is such.
(6) Nothing in this section shall affect the
rights of the assignees of a partial interest in a patent created before the
commencement of this Act.
51. Power
of Controller to give directions to co-owners-
(1) Where two or more persons are registered as
grantee or proprietor of a patent, the Controller may, upon application
made to him in the prescribed manner by any of those persons, give such
directions in accordance with the application as to the sale or lease of the patent
or any interest therein, the grant of licences under the patent, or the
exercise of July right under section 50 in relation
thereto, as he thinks fit.
(2) If any person registered as grantee or proprietor
of a patent fails to execute any instrument or to do any other thing required
for the carrying out of any direction given under this section within fourteen
days after being requested in writing so to do by any of the other persons so
registered, the Controller may, upon application made to him in the prescribed
manner by any such other person, give directions empowering any person to
execute that instrument or to do that thing in the name and on behalf of the
person in default.
(3) Before giving any directions in pursuance
of an application under this section, the Controller shall give an
opportunity to be heard-
(a) In the case of an
application under sub-section (1), to the other person or persons registered as
grantee or proprietor of the patent;
(b) In the case of an application under
sub-section (2), to the person in default.
(4) No direction shall be given under this
section so as to affect the mutual rights or obligations of trustees or of the
legal representatives of a deceased person or of their rights or obligations as
such, or which is inconsistent with the terms of any agreement between persons
registered as grantee or proprietor of the patent.
52. Grant
of patent to true and first inventor where it has been obtained by
another in fraud of him-
(1) Where a patent has been
revoked on the ground that the patent was obtained wrongfully and in
contravention of the rights of the petitioner or any person under or through
whom he claims, or, where in a petition for revocation, the court, instead of
revoking the patent, directs the complete specification to be amended by the
exclusion of a claim or claims in consequence of a finding that the invention
covered by such claim or claims had been obtained from the petitioner, the court may, by order passed in the same proceeding, permit the grant to
the petitioner of the whole or such part of the invention which the court finds
has been wrongfully obtained by the patentee, in lieu of the patent so revoked
or is excluded by amendment.
(2) Where any such order is passed, the
Controller shall, on request by the petitioner made in the prescribed
manner grant to him-
(i) In cases where the court permits the
whole of the patent to be granted, a new patent bearing
the same date and number as the patent revoked;
(ii) In cases where the court permits a part
only of the patent to be granted, a new patent for such part bearing the same date as the patent revoked and numbered in such manner as may
be prescribed.
Provided that the Controller
may, as a condition of such grant, require the petitioner to file a new and
complete specification to the satisfaction of the Controller describing and
claiming that part of the invention for which the patent is to be granted.
(3) No suit shall be brought for any infringement
of a patent granted under this section committed before the actual date on
which such patent was granted.
(1) Subject to the provisions of
this Act, the term of every patent granted under this Act shall-
(a) In respect of an invention claiming the
method or process of manufacture of a substance, where the substance is
intended for use, or is capable of being used, as food or as a medicine or
drug, be five years from the date of sealing of the patent, or seven years from
the date of the patent whichever period is shorter; and
(b) In respect of any other invention, be
fourteen years from the date of the patent.
(2) A patent shall cease to have effect
notwithstanding anything therein or in this Act on the expiration of the period
prescribed for the payment of any renewal fee, if that fee is not paid within
the prescribed period or within that period as extended under this section.
(3) The period prescribed for the payment of
any renewal fee shall be extended to such period, not being more than six
months longer than the prescribed period, as may be specified in a request made
to the Controller if the request is made and the renewal fee and the prescribed
additional fee paid before the expiration of the period so specified.
CHAPTER IX
PATENTS OF ADDITION
(1) Subject to the provisions
contained in this section, where an application is made for a patent in respect
of any improvement
in or modification of an invention described or disclosed in the complete
specification filed therefor (in this Act referred to as the “main invention”)
and the applicant also applies or has applied for a patent for that invention
or is the patentee in respect thereof, the Controller may, if the applicant so
requests, grant the patent for the improvement or modification as a patent of
addition.
(2) Subject to the provisions contained in
this section, where an invention, being an improvement in or modification of
another invention, is the subject of an independent patent and the patentee in
respect of that patent is also the patentee in respect of the
patent for the main invention, the Controller may, if the patentee so requests,
by order, revoke the patent for the improvement or modification and grant to
the patentee a patent of addition in respect thereof, bearing the same date as
the date of the patent so revoked.
(3) A patent shall not be granted as a
patent of addition unless the date of filing of the complete specification was
the same as or later than the date of filing of the complete specification in
respect of the main invention.
(4) A patent of addition shall not be sealed
before the sealing of the patent for the main invention, and if the period
within which, but for the provisions of this sub-section, a request for the sealing of a patent of addition could be made
under section 43 expires before the period within which a request for the
sealing of the patent for the main invention may be so made, the request for
the sealing of the patent of addition may be made at any time within the last
mentioned period.
55. Term of patents of addition-
(1) A patent of addition shall be granted for
a term equal to that of the patent for the main invention, or so much thereof
as has not expired, and shall remain in force during that term or until the
previous cesser of the patent for the main invention and no longer.
Provided that if the patent
for the main invention is revoked under this Act, the court, or, as the case
may be, the Controller, on request made to him by the patentee in the
prescribed manner, may order that the patent of addition shall become an
independent patent for the remainder of the term for the patent for the main
invention and thereupon the patent shall continue in force as an independent
patent accordingly.
(2) No renewal fees shall be payable in
respect of a patent of addition, but if any such patent becomes an independent
patent under sub-section (1), the same fees shall thereafter be payable, upon
the same dates, as if the patent had been originally granted is an independent
patent.
56. Validity of patents of addition-
(1) The grant of a patent of addition shall
not be refused, and a patent granted as a patent of addition shall not be
revoked or invalidated, on the ground only that the invention claimed in the
complete specification does not involve any inventive step having regard to any
publication or use of-
(a) The main invention described in the
complete specification relating thereto; or
(b) Any improvement in or modification of the
main invention described in the complete specification of a patent of addition
to the patent for the main invention or of an application for such a patent of
addition,
And the validity of a patent
of addition shall not be questioned on the ground that the invention ought to
have been the subject of an independent patent.
(2) For the removal of doubts it is hereby
declared that in determining the novelty of the invention claimed in the
complete specification filed in pursuance of an application for a patent of
addition regard shall be had also to the complete specification in which the
main invention is described.
CHAPTER-
X
AMENDMENT OF
APPLICATIONS AND SPECIFICATIONS
57. Amendment of application and specification
before Controller-
(1) Subject to the provisions of section 59,
the Controller may, upon application made under this section in the prescribed
manner by an applicant for a patent or by a patentee, allow the application for
the patent or the complete specification to be amended subject to such
conditions, if any, as the Controller thinks fit.
Provided that the Controller
shall not pass any order allowing or refusing an application to amend an
application for a patent or a specification under this section while any suit
before a Court for the infringement of the patent or any proceeding before the
High Court for the revocation of the patent is pending, whether the suit or
proceeding commenced before or after the filing of the application to amend.
(2) Every application for leave to amend an application for a patent or a
specification under this section made after the acceptance of the proposed
amendment, and shall give full particulars of the reasons for which the
application is made.
(3) Every application for leave to amend an
application for a patent or a specification under this section made after the
acceptance of the complete specification and the nature of the proposed
amendment shall be advertised in the prescribed manner.
(4) Where an application is advertised under
sub-section (3), any person interested may, within the prescribed period after
the advertisement thereof, give notice to the Controller of opposition thereto;
and where such a notice is given within the period aforesaid, the Controller
shall notify the person by whom the application under this section is made and
shall give to that person and to the opponent an opportunity to be heard before
he decides the case.
(5) An amendment under this section of a
complete specification may be, or include, an amendment of the priority date of
a claim.
(6) The provisions of this section shall be
without prejudice to the right of an applicant for a patent to amend his
specification to comply with the directions of the Controller issued before the
acceptance of the complete specification or in the Course of proceedings in
opposition to the grant of a patent.
58. Amendment of specification before High
Court-
(1) In any proceeding before the High Court
for the revocation of a patent, the High Court may, subject to the provisions
contained in section 59, allow the patentee to amend his complete specification
in such manner and subject to such terms as to costs, advertisement or otherwise,
as the High Court may think fit, and if in any proceedings for revocation the
High Court decides that the patent is invalid, it may allow the specification
to be amended under this section instead of revoking the patent.
(2) Where in application for an order under
this section is made to the High Court, the applicant shall give notice of the
application to the Controller, and the Controller shall be entitled to appear
and be heard, and shall appear if so directed by the High Court.
(3) Copies of all orders of the High Court
allowing the patentee to amend the specification shall be transmitted by the
High Court to the Controller who shall on receipt thereof cause an entry
thereof and reference thereto to be made in the register.
59. Supplementary
provisions as to amendment of application or
specification-
(1) No amendment of an
application for a patent or a complete specification shall be made except by
way of disclaimer, correction or explanation, and no amendment thereof shall be
allowed, except for the purpose of correcting an obvious mistake, and no
amendment of a complete specification shall be allowed the effect of which
would be that the specification as amended would claim or describe matter not
in substance disclosed in the specification before tile amendment, or that any claim of the specification as amended
would not fall wholly within the scope of a claim of the
specification before the amendment.
(2) Where after the date of advertisement of acceptance
of a complete specification, any amendment of the specification is allowed by the
Controller or by the High Court, -
(a) The amendment shall for all purposes be
deemed to form part of the specification;
(b) The fact that the specification has been
amended shall be advertised in the Official Gazette; and
(c) The right of the applicant or patentee to
make amendment shall not be called in question except on the ground of fraud.
(3) In construing the specification as
amended, reference may be made to the specification as originally accepted.
CHAPTER XI
RESTORATION OF LAPSED PATENTS
60. Applications
for restoration of lapsed patents-
(1) Where a patent has ceased
to have effect by reason of failure to pay any renewal fee within the
prescribed
period or within that period as extended under sub-section (3) of section 53,
the patentee or his legal representative, and where the patent was held by two
or more persons jointly, then, with the leave of the Controller, one or more of
them without joining the others, may, within one year from the date on which
the patent ceased to have effect, make an application for the restoration of
the patent.
(2) The provisions of sub-section (1) shall
also apply to patents granted before the commencement of
this Act, subject to the modification that for the reference to the prescribed
period or to sub-section (3) of section 53, there shall be substituted
reference to the period prescribed therefor under the Indian Patents and Designs
Act, 1911 (2 of 1911) or to sub-section (2) of section 14 of that Act.
(3) An application under this section shall
contain a statement, verified in the prescribed manner fully setting Out the
circumstances which led to the failure to pay the prescribed fee, and the
Controller may require from the applicant such further evidence as he may think
necessary.
61. Procedure
for disposal of applications for restoration of lapsed patents-
(1) If, after hearing the applicant in cases
where the applicant so desires or the Controller thinks fit, the Controller is
prima facie satisfied that the failure to pay the renewal fee was unintentional
and that there has been no undue delay in the making of the application, lie
shall advertise the application in the prescribed manner and within th6
prescribed period any person interested may give notice to the Controller of
opposition thereto on either or both of the following grounds, that is to say-
(a) That the failure to pay the
renewal fee was not unintentional; or
(b) That there has been undue delay in the
making of the application.
(2) If notice of opposition is given within
the period aforesaid, the Controller shall notify the applicant, and shall give
to him and to the opponent an opportunity to be heard before he decides the
case.
(3) If no notice of opposition is given
within the period aforesaid or if in the case of opposition, the decision of
the Controller is in favour of the applicant, the Controller shall, upon
payment of any unpaid renewal fee and such additional fee as may be prescribed,
restore the patent and any patent of addition specified in the application
which has ceased to have effect on the cesser of that patent.
(4) The Controller may, if he thinks fit, as
a condition of restoring the patent, require that an entry shall be made in the
register of any document or matter which, Linder the provisions of this Act,
has to be entered in the register but which has not been so entered.
62. Rights of patentees of lapsed patents
which have been restored-
(1) Where a patent is restored, the rights of
the patentee shall be subject to such provisions as may be prescribed and to
such other provisions as the Controller thinks fit to impose for the protection
or compensation of persons who may have begun to avail themselves of, or have
taken definite steps by contract or otherwise to avail themselves of, the
patented invention between the date when the patent ceased to hive effect and
the date of the advertisement of the application for restoration of the patent
under this Chapter.
(2) No suit or other proceeding shall be
commenced or prosecuted in respect of an infringement of a patent committed
between the date on which the patent ceased to have effect and the date of the
advertisement of the application for restoration of the patent.
CHAPTER-XII
SURRENDER
AND REVOCATION OF PATENTS
(1) A patentee may, at any time by giving
notice in the prescribed manner to the Controller, offer to surrender his
patent.
(2) Where such an offer is made, the
Controller shall advertise the offer in the prescribed manner, and also notify
every person other than the patentee whose name appears in the register as
having an interest in the patent.
(3) Any person interested may, within the
prescribed period after such advertisement, give notice to the Controller of
opposition to the surrender, and where any such notice is given the Controller
shall notify the patentee.
(4) If the Controller is satisfied after
hearing the patentee and any opponent, if desirous of being heard, that the
patent may properly be surrendered, he may accept the offer and, by order,
revoke the patent.
(1) Subject to the provisions contained in
this Act, a patent, whether granted before or after the commencement of this
Act, may, on the petition of any person interested or of the Central Government
or on a counter claim in a suit for infringement of the patent, be revoked by
the High Court on any of the following grounds, that is to say-
(a) That the invention, so far as claimed in
any claim of the complete specification, was claimed in a valid claim of
earlier priority date contained in the complete specification of another patent
granted in India;
(b) That the patent was granted on the
application of a person not entitled under the provisions of this Act to apply
therefor.
Provided that a patent
granted under the Indian Patents and Designs Act, 1911 (2 of 1911) shall not be
revoked on the ground that the applicant was the communicates or the importer
of the invention in India and therefore not entitled to make an application for
the grant of a patent under this
Act;
(c) That the patent was obtained wrongfully
in contravention of the rights of the petitioner or any person under or through
whom he claims;
(d) That the subject of any claim of the
complete specification is not an invention within the meaning of this Act;
(e) That the invention so far as claimed in any
claim of the complete specification is not new, having regard to what was
publicly known or publicly used in India before the priority date of the claim
or to what was published in India or elsewhere in any of the documents referred
to in section 13;
Provided that in relation to
patents granted under the Indian Patents and Designs Act, 1911 (2 of 1911.),
this clause shall have effect as if the words “or elsewhere” had been omitted;
(f) That the invention so far as claimed in
any claim of the complete specification is obvious or does not involve any
inventive step, having regard to what was publicly known or publicly used in
India or what was published in India or elsewhere before the priority date of
the claim.
Provided that in relation to
patents granted under the Indian Patents and Designs Act, 1911 (2 of 1911),
this clause shall have effect as if the words “or elsewhere” had been omitted;
(g) That the invention, so far as claimed in
any claim of the complete specification, is not useful;
(h) That the complete specification does not
sufficiently and fairly describe the invention and the method by which it is to
be performed, that is to say, that the description of the method or the
instructions for the working of the invention, as contained in the complete
specification are not by themselves sufficient to enable a person in India
possessing average skill in, and average knowledge of, the art to which the
invention relates, to work the invention, or that it does not disclose the best
method of performing it which was known to the applicant for the patent and for
which he was entitled to claim protection;
(i) That the scope of any claim of the
complete specification is not Sufficiently and clearly defined or that any
claim of the complete specification is not fairly based on the matter disclosed
in the specification;
(j)
That the patent was obtained on a false suggestion or representation;
(k) That the subject of any claim of the
complete specification is not patentable under this Act;
(l) That the invention so far as claimed in
any claim of the complete specification was secretly used in India, otherwise
thin as mentioned in sub-section (3), before the priority date of the claim;
(m) That the applicant for the patent has
failed to disclose to the Controller the information required by section 8 or
has furnished information, which in any material particular was false to his
knowledge;
(n) That the applicant contravened any
direction for secrecy passed under section 35 1[***];
(o) That leave to amend the complete
specification under section 57 or section 58 was obtained by fraud.
(2) For the purposes of clauses (e) and (f) of subsection (I-),-
(a) No account shall be taken of secret use;
and
(b) Where the patent is for a process or for a
product as made by a process described or claimed, the importation into India
of the product made abroad by the process shall constitute knowledge or use in
India of the invention on the date of the importation, except where such
importation has been for the purpose of reasonable trial or experiment only.
(3) For the purpose of clause (1) of sub-section (1), no account
shall be taken of any use of the invention-
(a) For the purpose of reasonable trial or experiment only; or
(b) By the Government or by any person
authorised by the Government or by a Government undertaking, in consequence of
the applicant for the patent or any person from whom be derives title having
communicated or disclosed the invention directly or indirectly to the
Government or person authorised as aforesaid or to the Government undertaking;
or
(c) By any other person, in consequence of
the applicant for the patent or any person from whom he derives title having
communicated or disclosed the invention, and without the consent or acquiescence
of the applicant it or of any person from whom he derives title.
(4) Without prejudice to the provisions
contained in sub-section (1), a patent may be revoked by the High Court on the
petition of the Central Government, if the High Court is satisfied that the
patentee has without reasonable cause failed to comply with the request of the
Central Government to make, use or exercise the patented invention for the
purposes of Government within the meaning of section 99 upon reasonable terms.
(5) A notice of any petition for revocation
of a patent Linder this section shall be served on all persons appearing from
the register to be proprietors of that patent or to have shares or interests
therein and it shall not be necessary to serve a notice on inv other person.
1. The words “or made or caused to be made
an application for the grant of a Patent Outside India in contravention of
Section 39” omitted by Act 17 of 1999, s. 6, w.e.f. 1. 1. 19995.
(1) Where at any time after acceptance of a
complete specification, the Central Government is satisfied that an application
for a patent or a patent is for ail invention relating to atomic energy for
which no patent can be granted under sub-section (1) of section 20 of the
Atomic Energy Act, 1962 (33 of 1962), it may direct the Controller to refuse to
proceed further with the application or to revoke the patent, as the case may
be, and thereupon the Controller, after giving notice to the applicant or, as
the case may be, to the patentee and every other person whose name has been
entered in the register as having an interest in the patent, and after giving
them an opportunity of being heard, may refuse to proceed further with the
application or may revoke the patent.
(2) In any proceedings under sub-section (1),
the Controller may allow the applicant for the patent or the patentee to amend
the complete specification in such manner, as he considers necessary instead of
refusing to proceed with the application or revoking the patent.
66. Revocation
of patent in public interest- Where the Central Government is of
opinion that a patent or the mode in which it is exercised as mischievous to
the State or generally prejudicial to the public, it may, after giving the
patentee an opportunity to be heard, make a declaration to that effect in the
Official Gazette and thereupon the patent shall be deemed
to be revoked.
CHAPTER-XIII
REGISTER OF PATENTS
67. Register of patents and
particulars to be entered therein-
(1)
There shall be kept at the patent office a
register of patents, wherein shall be entered-
(a) The names and addresses of grantees of
patents;
(b) Notifications of assignments and of
transmissions of patents, of licences under patents and of amendments,
extensions, and revocations of patents; and
(c) Particulars of such other matters affecting
the validity or proprietorship of patents as may be prescribed.
(2) No notice of any trust, whether express,
implied or constructive, shall be entered in the register, and the Controller
shall not be affected by any such notice.
(3) Subject to the superintendence and direction
of the Central Government, the register shall be kept under the control and
management of the Controller.
(4) For the removal of doubts, it is hereby
declared that the register of patents existing at the commencement of this Act
shall be incorporated in, and form part of, the register under this Act.
68. Assignments,
etc. not to be valid unless in writing and registered- An
assignment of a patent or of a share in a patent, a mortgage, licence or the creation
of any other interest in a patent shall not be valid unless the same wee in
writing and the agreement between the parties concerned is reduced to the form
of a document embodying all the terms and conditions governing their rights and
obligations and the application for registration of such document is filed in
the prescribed manner with the Controller within six months from the
commencement of this Act or the execution of the document, whichever is later or within such further period not exceeding six
months in the aggregate as the Controller on application made in the prescribed
manner allows.
Provided that the document
shall, when registered, have effect from the date of its execution.
69. Registration
of assignments, transmissions, etc.-
(1) Where any person becomes
entitled by assignment, transmission or operation of law to a patent or to a
share in a patent or becomes entitled as a mortgagee, licensee or otherwise to any other interest in a patent, he
shall apply in writing in the prescribed manner to the
Controller for the registration of his title or, as the case may be, of notice
of his interest in the register.
(2) Without prejudice to the provisions of
sub-section (1), an application for the registration of the title of any person
becoming entitled by assignment to a patent or a share in a patent or becoming
entitled by virtue of a mortgage, licence or other instrument to any other
interest in a patent may be made in the prescribed manner by the assignor,
mortgagor, licensor or other party to that instrument, as the case may be.
(3) Where an application is made under this
section for the registration of the title of any person, the Controller shall,
upon proof of title to his satisfaction-
(a) Where that person is entitled to a patent
or share in a patent, register him in the register as proprietor or
co-proprietor of the patent, and enter in the register particulars of the
instrument or event by which he derives title; or
(b) Where that person is entitled to any other
interest in the patent, enter in the register notice of his interest, with
particulars of the instrument, if any, creating it.
Provided that if there is
any dispute between the parties whether the assignment, mortgage, licence,
transmission, operation of law or any other such transaction has validly vested
in such person a title to the patent or any share or interest therein, the
Controller may refuse to take any action under clause (a) or, as the case may
be under clause (b), until the rights of the parties have been determined by
competent court.
(4) There shall be supplied to the Controller
in the prescribed manner for being filed in the patent office
copies of all agreements, licences and other documents affecting the title to
any patent or any licence thereunder authenticated in the prescribed manner and
also such other documents as may be prescribed relevant to the subject-matter.
Provided that in the case of
a licence granted under a patent, the Controller shall, if so requested by the
patentee or licensee, take steps for securing that the terms of the licence are
not disclosed to any person except under the order of a court.
(5) Except for the purposes of an application
under sub-section (1) or of an application to rectify the register, a document
in respect of which no entry has been made in the register under sub-section
(31) shall not be admitted by the Controller or by any court as evidence of the
title of any person to a patent or to a share or interest therein unless the
Controller or the Court, for reasons to be recorded in writing, otherwise
directs.
70. Power of registered grantee or proprietor
to deal with patent-
Subject to the provisions contained in
this Act relating to co-ownership of patents and subject also to any rights
vested in any other person of which notice is entered in the register, the
person or persons registered as grantee or proprietor of a patent shall have
power to assign, grant licences under, or otherwise deal with, the patent and
to give effectual receipts for any consideration for any such assignment,
licence or dealing.
Provided that any equities
in respect of the patent may be enforced in like manner as in respect of any
other movable property.
71. Rectification of register by High Court-
(1) The High Court may, on the application of
any person aggrieved-
(a) By the absence or omission from the register of any entry; or
(b) By any entry made in the register without sufficient cause; or
(c) By any entry wrongly remaining on the register; or
(d) By any error or defect in any entry in the register,
Make such order for the
making, variation or deletion, of any entry therein as it may think fit.
(2) In any proceeding under this section the
High Court may decide any question this may be necessary or expedient to decide
in connection with the rectification
of the register.
(3) Notice of any application to the High
Court under this section shall be given in the prescribed manner to the
Controller who shall be entitled to appear and be heard on the application, and
shall appear if so directed by the Court.
(4) Any order of the High Court under this
section rectifying the register shall direct that notice of the rectification
shall be served upon the Controller in the prescribed manner who shall upon receipt
Of Such notice rectify the register accordingly.
72. Register to be open for inspection-
(1) Subject to the provisions contained in
this Act and any rules made thereunder, the register shall at all convenient
times be open to inspection by the public; and certified copies, sealed with
the seal of the patent office, of any entry in the register shall be given to
any person requiring them on payment of the prescribed fee.
(2) The register shall be Prima facie
evidence of any matters required or authorised by or under this Act to be
entered therein.
CHAPTER-XIV
PATENT
OFFICE AND ITS ESTABLISHMENT
73. Controller and other officers-
(1) The Controller General of Patents, Designs
and Trade Marks appointed under sub-section (1) of section 4 of the Trade and
Merchandise Marks Act, 1958 (43 of 1958) shall be the Controller of Patents for
the purposes of this Act.
(2) For the purposes of this Act, the Central
Government may appoint as many examiners and other officers and with such
designations as it thinks fit.
(3) Subject to the provisions of this Act,
the officers appointed under subsection (2) shall discharge under the
superintendence and directions of the Controller such functions of the
Controller under this Act as he may, from time to time, by general or special
order in writing, authorise them to discharge.
(4) Without prejudice to the generality of
the provisions of sub-section (3), the Controller may, by order in writing and
for reasons to be recorded therein withdraw any matter pending
before an officer appointed under sub-section (2) and deal with such
matter himself either de novo or from the stage it was so withdrawn or transfer
the same to another officer appointed under sub-section (2) who may, subject to
special directions in the order of transfer, proceed with the matter either de
novo or from the stage it was so transferred.
74. Patent
office and its branches-
(1) For the purposes of this
Act, there shall be an office, which shall be known as the patent office.
(2) The patent office provided by the Central Government under the Indian Patents and Designs Act, 1911
(2 of 1911), shall be the patent office under this Act.
(3) The head office of the patent office shall be at such place as the Central Government may specify, and for
the purpose of facilitating the registration of patents there may be
established, at such other places as the Central Government may think fit,
branch offices of the patent office.
(4) There shall be a seal of the patent
office.
75. Restriction
on employees of patent office as to right or interest in patents- All officers and employees of the patent office shall be incapable, during
the period for which they hold their appointments, to acquire or take, directly
or indirectly, except by inheritance or bequest, any right or interest in any
patent issued by that office.
76. Officers
and employees not to furnish information, etc.- An officer or employee in the patent office shall not, except
when required or authorised by this Act or under a direction in writing of the
Central Government or the Controller or by order of a court-
(a) Furnish information on a matter which is being, or has been, dealt with under this Act or under the
Indian Patents and Designs Act, 1911 (2 of 191 1); or
(b) Prepare or assist in the preparation of a
document required or permitted by or under this Act or under the Indian Patents and Designs Act, 1911 (2 of 1911) to be
lodged in the patent office; or
(c) Conduct a search in the records of the patent office.
CHAPTER XV
POWERS
OF CONTROLLER GENERALLY
77. Controller to have certain powers of a civil
court-
(1) Subject to any rules made
in this behalf, the Controller in any proceedings before him under this Act
shall have the powers of a civil court while trying a suit under the Code of
Civil procedure,
1908 (5 of 1908) in respect of the following matters, namely, -
(a) Summoning and enforcing the attendance of any person and
examining him on oath;
(b) Requiring the discovery and production of any
document;
(c) Receiving evidence on affidavits;
(d) Issuing commissions for the examination
of witnesses or documents;
(e) Awarding costs;
(f) Reviewing his own decision on application
made within the prescribed time and in the prescribed manner;
(g) Setting aside an order passed ex pate
on application made within the prescribed time and in the prescribed manner;
and
(h) Any other matter, which may be prescribed.
(2) Any order for costs awarded by the
Controller in exercise of the powers conferred upon
him under sub-section (1) shall be executable as a decree of a civil court.
78. Power of Controller to correct
clerical errors, etc.-
(1) Without prejudice to the
provisions contained in sections 57 and 59 as regards amendment of
applications for patents or complete specifications and subject to the
provisions of section 44, the Controller may, in accordance with
the provisions of this section, correct any clerical error in any patent or in
any specification or other document filed in pursuance of such
application or in any application for a patent or any clerical error in
any matter which is entered
in the register.
(2) A correction may be made in
pursuance of this section either upon a request in writing made by inv person
interested and accompanied by the prescribed fee, or without such a request.
(3) Where the Controller proposes to make any
such correction as aforesaid otherwise than in pursuance of request made under this section, he
shall give notice of the proposal to the patentee or the applicant for the
patent, as the case may be, and to any other person who appears to him to be
concerned, and shall give them an opportunity to be heard before
making the correction.
(4) Where a request is made under this section for the correction of any error in a Patent or application for a patent or any document
filed in pursuance of such, in application, and it appears to the
Controller that the correction would materially alter the meaning or scope of the document to which the
request relates and ought not to be made without notice to persons affected
thereby, he shall require notice of the nature of the proposed correction to be
advertised in the prescribed manner.
(5) Within the prescribed time after any such
advertisement as aforesaid any person interested may give notice to the
Controller of opposition to the request, and, where such notice of opposition is
given, the Controller shall give notice hereof to the person by whom the
request was made, and shall give to him and to the opponent an opportunity to
be heard before lie decides the case.
79. Evidence
how to be given and powers of Controller in respect thereof: -Subject
to any rules made in this behalf, in any proceeding under this Act before the
Controller, evidence shall be given by affidavit in the absence of directions
by the Controller to the contrary, but in any case in which the Controller
thinks it right so to do, he may take oral evidence in lieu of, or in
addition to, evidence by affidavit, or may allow any party to be
cross-examined on the contents of his affidavit.
80. Exercise
of discretionary powers by Controller- Without prejudice to my
provision contained in this Act requiring the Controller to hear any party
to the proceedings thereunder or to give any such party an opportunity to be
heard, the Controller shall give to any applicant for a patent, or for
amendment of a specification (if within the prescribed time the applicant so
requires) an opportunity to be heard before exercising adversely to the
applicant any discretion vested in the Controller by or under this Act.
81. Disposal
by Controller of applications for extension of time- Where
under the provisions of this Act or the rules
made thereunder the Controller may extend the time for doing any act, nothing in this Act shall be deemed to require him to give notice to or hear, the party interested in opposing the extension,
nor shall any appeal lie from any order of the Controller
granting such extension.
CHAPTER XVI
WORKING OF PATENTS, COMPULSORY LICENCES, LICENCES OF RIGHT
AND REVOCATION
82. Definitions of “patented
articles” and “patentee”- In
this Chapter, unless the context otherwise requires,
-
(a) “Patented article” includes any article made by a patented process; and
(b) “Patentee” includes an exclusive licensee.
83. General principles
applicable to working of patented inventions: -Without
prejudice to the other provisions contained in this Act, in
exercising the powers conferred by this Chapter regard shall be had to the
following general considerations, namely,
(a) That patents and granted
to encourage inventions and to secure that the inventions ire worked in India
on a commercial scale and to the fullest extent that is reasonably practicable
without undue delay; and
(b) That they are not granted merely to enable patentees to enjoy a monopoly for the importation of the patented article.
84. Compulsory
licences-
(1) At any time after the
expiration of three years from the date of the sealing of a
patent, any person interested may make an application to the Controller
alleging that the reasonable requirements of the public with respect to the
patented invention have not been satisfied or that the patented invention is
not available to the public at a reasonable price and praying for the grant of
a compulsory licence to work the patented invention.
(2) An application under this section may be
made by any person notwithstanding that he is already the holder of a licence
under the patent and no person shall be estopped from alleging that the
reasonable requirements of the public with respect to the patented invention
are not satisfied or that the patented invention is not available to the public
at a reasonable price by reason of any admission made by him, whether in such a
licence or otherwise or by reason of his having accepted such a licence.
(3) Every application under sub-section (1)
shall contain a statement setting out the nature of the applicant's interest
together with such particulars as may be prescribed and the facts upon which
the application is based.
(4) In considering the application filed
under this section the Controller shall take into account the matters set out
in section 85.
(5) The Controller, if satisfied that the
reasonable requirements of the public with respect to the patented invention
have not been satisfied or that the patented invention is not available to the
public at a reasonable price, may order the patentee to grant a licence upon
such terms as he may deem fit.
(6) Where the Controller directs the patentee
to grant a licence he may as incidental thereto exercise the powers set out in
section 93.
85. Matters to be taken into account in
granting compulsory licences- In determining whether or
not to make an order in pursuance of in application filed under section 84, the
Controller shall take into account-
(i) The nature of the invention, the time,
which has, elapsed since the selling of the patent and the measures already
taken by the patentee or any licensee to make full use of the invention;
(ii) The ability of the applicant to work the invention to the public
advantage;
(iii) The capacity of the applicant to undertake
the risk in providing capital and working the invention, if the application
were granted,
But shall not be
required to take into account matters subsequent to the making of the
application.
86. Endorsement of patent with the words
“Licences of right”-
(1) At any time after the expiration of three years from the date of
the selling of patent, the Central Government may make an application to the
Controller for an order that the patent may be endorsed with the words
“Licences of right” on the ground that the reasonable requirements of the
public with respect to the patented invention have not been satisfied or that
the patented invention is not available to the public at a reasonable price.
(2) The Controller, if satisfied that the
reasonable requirements of the public with respect to the patented invention
have not been satisfied or that the patented invention is not available to the
public at a reasonable price, may make an order that the patent be endorsed
with the words “Licences of right”.
(3) Where a patent of addition is in force,
any application made under this section for an endorsement either of the
original patent or of the patent of addition shall be treated as an application
for the endorsement of both patents, and where a patent of addition is granted
in respect of a patent which is already endorsed under this section, the patent
of addition shall also be so endorsed.
(4) All endorsements of patents made under
this section shall be entered in the register and published in the Official
Gazette and in such other manner as the Controller thinks desirable for
bringing the endorsement to the notice of manufacturers.
87. Certain patents deemed to be endorsed with the words “Licences of right”-
(1) Notwithstanding anything contained in this
Act-
(a) Every patent in force at the commencement
of this Act in respect of inventions relating to-
(i) Substances used or capable of being used
as food or as medicine or drug;
(ii) The methods or processes for the
manufacture or production of my, such substances as is referred to in
sub-clause (i);
(iii) The methods or processes for the
manufacture or production of chemical substances (including alloys, optical
glass, semiconductors and inter-metallic compounds),
Shall be deemed to be
endorsed with the words “Licences of right” from the commencement of this Act
or from the expiration of three years from the date of sealing of the patent
under the Indian Patents and Designs Act, 1911, (2 of 1911), whichever is
later; and
(b) Every patent granted after the
commencement of this Act in respect of any such invention is referred to in
section-5 shall be deemed to be endorsed with the words “Licences of right”
from the date of expiration of three years from the date of sealing of the
patent.
(2) In respect of every patent, which is
deemed to be enforced with the words “Licences of right” under this section,
the provisions of section 88 shall apply.
88. Effect of endorsement of patent with the
words “Licences of right”-
(1) Where a patent has been endorsed with the
words “licences of right”, any person who is interested in working the patented
invention in India may require the patentee to grant him a licence for the purpose
on such terms as may be mutually agreed upon, notwithstanding that he is
already the holder of a licence under the patent.
(2) If the parties are unable to agree on the
terms of the licence, either of them may apply in the prescribed manner to the
Controller to settle the terms thereof.
(3) The Controller shall, after giving notice
to the parties and hearing them and after making such enquiry as he may deem
fit, decide the terms on which the licence shall be granted by the patentee.
(4) The Controller may at any time before the
terms of the licence are mutually agreed upon or decided by the Controller, on
application made to him in this behalf by any person who has made any Such
requisition as is referred to in subsection (1), permit him to work the
patented invention on Such terms as the Controller may, pending agreement
between the parties or decision by the Controller, think fit to impose.
(5) In the case of every patent in respect of
an invention referred to in sub-clause (i), sub-clause (ii), of
clause (a) of sub-section (1) of section 87 and deemed to be endorsed with the
words “Licences of right” under clause (a) or clause (b) of that sub-section,
the royalty and other remuneration reserved to the patentee under a licence
granted to any person after such commencement shall in no case exceed four percent of the net ex-factory sale price in bulk of the patented
article (exclusive of Taxes levied under any law for the time being in force
and any commission payable) determined in such manner as may be prescribed.
(6) Save as otherwise provided in sub-section
(5), the provisions of subsections (1), (2), (4) and (5) of section 93
(regarding the powers of the Controller) and of sections 94 and 95 shall apply
to licences granted under this section as they apply to licences granted under
section 84.
89. Revocation
of patents by the Controller for non-working-
(1) Where, in respect of a
patent, a compulsory licence has been granted or the endorsement “Licences of right”
has been made or is deemed to have been made, the Central Government or any
person interested may, after the expiration of two years from the date of the
order granting the first compulsory licence or, as the case may be, the date of
the grant of the first licence under section 88, apply to the Controller for an
order revoking the patent on the ground that the reasonable requirements of the
public with respect to the patented invention have not been satisfied or that
the patented invention is not available to the public it a reasonable price.
(2) Every application under sub-section (1)
shall contain such particulars as may be prescribed and the facts upon which
the application is based and, in the, case of an application other than by the
Central Government, shall also set out the nature of the applicant's interest.
(3) The Controller, if satisfied that the
reasonable requirements of the public with respect to the patented invention
have not been satisfied or that the patented invention is not available to the
public at a reasonable price, may make an order revoking the patent.
(4) Every application under sub-section (1)
shall ordinarily be decided within one year of
its being presented to the Controller.
90. When reasonable requirements of the public
deemed not satisfied- For
the purposes of sections 84, 86 and 89, the reasonable requirements of the
public shall be deemed not to have been satisfied-
(a) If, by reason of the default
of the patentee to manufacture in India to an adequate extent and supply on
reasonable terms the patented article or a part of the patented article which
is necessary for its efficient working or if, by reason of the refusal of the
patentee to grant a licence or licences on reasonable terms-
(i) An existing trade or industry or the
development thereof or the establishment of any new trade or industry in India
or the trade or industry of any person or classes of persons trading or
manufacturing in India is prejudiced; or
(ii) The demand for the patented article is
not being met to an adequate extent or on reasonable terms from manufacture in
India; or
(iii) A market for the export of the patented
article manufactured in India is not being supplied or developed; or
(iv) The establishment or development of
commercial activities in India is prejudiced; or
(b) If, by reason of conditions imposed by
the patentee (whether before or after the commencement of this Act) upon the
grant of licences under the patent, or upon the purchase, hire or use of the
patented article or process, the manufacture, use or sale of materials not
protected by the patent, or the establishment or development of any trade or
industry in India, is prejudiced; or
(c) If the patented invention is not being
worked in India on a commercial scale to an adequate extent or is not being so
worked to the fullest extent that is reasonably practicable; or
(d) If the demand for the patented article in
India is being met to i substantial
extent by importation from abroad by-
(i) The patentee or persons claiming Linder
him; or
(ii) Persons directly or indirectly purchasing
from him; or
(iii) Other persons against whom the patentee is not taking or has
not taken proceedings for infringement; or
(e) If the working of the patented invention
in India on a commercial scale is being prevented or hindered by the
importation from abroad of the patented article by the patentee or the other
persons referred to in the preceding clause.
91. Power of Controller to adjourn applications
for compulsory licences, etc., in certain cases-
(1) Where
an application under section 84, section 86 or section 89, as the case may be,
is made on the ground mentioned in clause (c) of section 90 and the Controller
is satisfied that the time which has elapsed since the sealing of the patent
has for any reason been insufficient to enable the invention to be worked on a
commercial scale to an adequate extent or to enable the invention to be so
worked to the fullest extent that is reasonably practicable, he may, by order,
adjourn the further hearing of the application for such period not exceeding
twelve months in the aggregate as appears to him to be sufficient for the
invention to be so worked.
Provided that in any case
where the patentee establishes that the reason why a patented invention could
not be worked as aforesaid before the date of the application was due to any
State or Central Act or any rule or regulation made thereunder or any order of
the Government imposed otherwise than by way of a condition for the working of
the invention in India or for the disposal of the patented articles or of the
articles made by the process or by the use of the patented plant, machinery, or
apparatus, then, the period of adjournment ordered under this sub-section shall
be reckoned from the date on which the period during which the working of the
invention was prevented by such Act, rule or regulation or order of Government
as computed from the date of the application, expires.
(2) No adjournment under sub-section (1)
shall be ordered unless the Controller is satisfied that the patentee has taken
with promptitude adequate or reasonable steps to start the working of the
invention in India on a commercial scale and to an adequate extent.
92. Procedure
for dealing with applications under sections 84, 86 and 89-
(1) Where the Controller is
satisfied, upon consideration of an application under section 84, section 86 or
section 89, that a prima facie case has been made out for the making of
an order, he shall direct the applicant to serve copies of the application upon
the patentee and any other person appearing from the register to be interested
in the patent in respect of which the application is made, and shall advertise
the application in the Official Gazette.
(2) The patentee or any other person
desiring to oppose the application may, within such time as may by prescribed
or within such further time as the Controller may on application (made either
before or after the expiration of the prescribed time) allow, give to the
Controller notice of opposition.
(3) Any such notice of opposition shall
contain a statement setting out the grounds on which the application is
opposed.
(4) Where any such notice of opposition is
duly given, the Controller shall notify the applicant, and shall give to the
applicant and the opponent an opportunity to be heard before deciding the case
93. Powers
of Controller in granting compulsory licences-
(1) Where the Controller is satisfied
on application made under section 84 that the manufacture, use or sale of
materials not protected by the patent is prejudiced by reason of conditions
imposed by the patentee upon the grant of licences under the patent, or upon
the purchase, hire or use of the patented article or process, he may, subject
to the provisions of that section, order the grant of licences under the
patent to such customers of the applicant as he thinks fit as well as to the
applicant.
(2) Where an application under section 84 is
made by a person being the holder of a licence under the patent, the Controller
may, if he makes an order for the grant of a licence to the applicant, order
the existing licence to be cancelled, or may, if he thinks fit, instead of
making an order for the grant of a licence to the applicant, order the existing
licence to be amended.
(3) Where on an application made under section
84, the Controller orders the grant of a licence, he may, for reasons to be
recorded in writing, direct that the licence shall operate-
(a) To deprive the patentee of any right
which he may have as patentee to make, use, exercise or vend the invention or
to grant licences under the patent; and
(b) To revoke all existing licences in
respect of the invention.
(4) Where two or more patents are held by the
same patentee and an applicant for a compulsory licence establishes that the
reasonable requirements of the public have not been satisfied with respect to
some only of the said patents, then, if the Controller is satisfied that the
applicant cannot efficiently or satisfactorily work the licence granted to him
under those patents without infringing the other patents held by the patentee,
he may, by order, direct the grant of a licence in respect of the other patents
also to enable the licensee to work the patent or patents in regard to which a
licence is granted under section 84.
(5) Where the terms and conditions of a
licence have been settled by the Controller, the licensee may, at any time
after he has worked the invention on a commercial scale for a period of not
less than twelve months, make an application to the Controller for the
revision of the terms and conditions on the ground that the terms and conditions settled have proved to be more onerous than originally
expected and that in consequence thereof the licensee is unable to work the
invention except at a loss.
Provided
that no such application shall be entertained a second time.
94. General
purposes for granting compulsory licences- The powers of the Controller
upon an application made under section 84 shall be exercised with a s view to
securing the following general purposes, that is to say-
(a) The patented inventions are worked on a commercial
scale in India without undue delay and to the fullest extent that is reasonably
practicable,
(b) That the interests of any person for the
time being working or developing an invention in India under the protection of
a patent are not unfairly prejudiced.
95. Terms
and conditions of compulsory licences-
(1) In settling the terms and
conditions of a licence under section 84, the Controller shall endeavour to
secure-
(i) That the royalty and other remuneration,
if any, reserved to the patentee or other person beneficially entitled to the
patent, is reasonable, having regard to the nature of the invention, the
expenditure incurred by the patentee in making the invention or in developing
it and obtaining a patent and keeping it in force and other relevant factors;
(ii) That the patented invention is worked to
the fullest extent by the person to whom the licence is granted and with
reasonable profit to him;
(iii) That the patented articles are made
available to the public at reasonable prices.
(2) No licence granted by the Controller
shall authorise the licensee to import the patented article or an article or
substance made by a patented process from abroad where such importation would,
but for such authorisation, constitute an infringement of the rights of the
patentee.
(3) Notwithstanding anything contained in
sub-section (2), the Central Government may, if in its opinion it is necessary
so to do in the public interest, direct the Controller at any time to authorise
any licensee in respect of a patent to import the patented article or
an article or substance made by a patented process from abroad (subject to
such conditions as it considers necessary to impose relating among other
matters to the royalty and other remuneration, if any, payable to the patentee,
the quantum of import, the sale price of the imported article and the period of
importation), and thereupon the Controller shall give effect to the directions.
96. Licensing
of related patents-
(1) Notwithstanding anything
contained in the other provisions of
this Chapter, at any time after the sealing of a patent, any person who has the
right to work any other patented invention either as patentee or as licensee
thereof, exclusive or otherwise, may apply to the Controller for the grant of a
licence of the first-mentioned patent on the ground that he is prevented or
hindered without such licence from working the other invention efficiently or
to the best advantage possible.
(2) No order under sub-section (1) shall be made
unless the Controller is satisfied-
(i) That the applicant is able and willing to grant, or procure the grant to the patentee and his licensees
if they so desire, of a licence in respect of the other invention on reasonable
terms; and
(ii) That the other invention has made a
substantial contribution to the establishment or development of
commercial or industrial activities in India.
(3) When the Controller is satisfied that the
conditions mentioned in subsection (1) have been established by the applicant,
he may make an order on such terms as he thinks fit granting a licence under
the first-mentioned patent and a similar order under the other patent if so
requested by the proprietor of the first mentioned patent or his licensee.
(4) The provisions of sections 92 and 110
shall apply to licences granted under this section as they apply to licences
granted under section 84.
97. Special
provision for compulsory licences on notification by Central
Government-
(1) If the Central Government is
satisfied in respect of any patent or class of patents in force that it is
necessary or expedient in the public interest that compulsory licences should
be granted at any time after the sealing thereof to work the invention or
inventions, it may make declaration to that effect in the Official Gazette, and
thereupon the following provisions shall have effect, that is to say-
(i) The Controller shall on application made
at any time after the notification by any person interested grant to the
applicant a licence under the patent on such terms as he thinks fit;
(ii) In settling the terms of a licence
granted under this section, the Controller shall endeavour to secure that the
articles manufactured under the patent shall be available to the public at the
lowest prices consistent with the patentees deriving a reasonable advantage
from their patent rights.
(2) The provisions of sections 92, 93, 94 and
95 shall apply in relation to the grant of licences under this section as they
apply in relation to the grant of licences under section 84.
98. Order
for licence to operate as a deed between parties concerned- Any order for the grant of a licence under this Chapter shall operate
as if it were a deed granting a licence executed by the patentee and all other necessary
parties embodying the terms and conditions, if any, settled by the Controller.
CHAPTER- XVII
USE OF INVENTIONS FOR PURPOSES OF GOVERNMENT AND
ACQUISITION OF INVENTIONS BY CENTRAL GOVERNMENT
99. Meaning
of use of invention for purposes of Government-
(1) For the purposes of this
Chapter, an invention is said to be used for the purposes of Government if it
is made, used, exercised or vended for the purposes of the Central Government,
a State Government or a Government undertaking.
(2) Without prejudice to the generality of the provisions of
sub-section (l)-
(a) The importation, by or on behalf of the
Government, of any invention being a machine, apparatus; or other article
covered by a patent granted before the commencement of this Act, for the
purpose merely of its own use; and
(b) The importation, by or on behalf of the
government, of any invention being a medicine or drug covered by a patent
granted before the commencement of this Act-
(i) For the purpose merely of its own use; or
(ii) For the purpose of distribution in any
dispensary, hospital or other medical institution maintained by or on behalf of
the Government or in any other dispensary, hospital or other medical institution
which the Central Government may, having regard to the public service which
such other dispensary, hospital or medical institution renders, specify in this
behalf by notification in the Official Gazette,
Shall also be deemed, for
the purposes of this Chapter, to be use of such invention for the purposes of
Government.
(3) Nothing contained in this Chapter shall
apply in respect of any such importation making or using of any machine,
apparatus, or other article or of any such using of any process or of any such
importation, using or distribution of any medicine or drug, as may be made by
virtue of one or more of the conditions specified in section 47.
100. Power of Central Government to use inventions for purposes of Government-
(1) Notwithstanding anything
contained in this Act, at any time after an application for a patent has been filed at the patent
office or a patent has been granted, the Central Government and any person
authorised in writing by it may use the invention for the purposes of
Government in accordance with the provisions of this Chapter.
(2) Where an invention has, before the
priority date of the-relevant claim of the complete specification, been duly
recorded in a document, or tested or tried, by or on behalf of the Government
or a Government undertaking, otherwise than in consequence of the communication
of the invention directly or indirectly, by the patentee or by a person from
whom he derives title, any use of the invention by the Central Government or
any person authorised in writing by it for the purposes of Government may be
made free of any royalty or other remuneration to the patentee.
(3) If and so far as the invention has not
been so recorded or tried or tested as aforesaid, any use of the invention made
by the Central Government of any person authorised by it under sub-section (1),
at any time after the acceptance of the complete specification in respect of
the patent or m consequence of any such communication as aforesaid, shall be
made upon terms as may be agreed upon either before or after the use, between
the Central Government or any person authorised under sub-section (1) and the
patentee, or, as may in default of agreement be determined by the High Court on
a reference under section 103.
Provided that in the case of
any such use of any patent in respect of any medicine or drug or article of
food the royalty and other remuneration shall in no case exceed four per cent
of the net ex-factory sale price in bulk of the patented article (exclusive of
taxes levied under any law for the time being in force and any commissions
payable) determined in such manner as may be prescribed.
(4) The authorization by the Central
Government in respect of an invention may be given under this section, either
before or after the patent is granted and either before or after the acts in
respect of which such authorisation is given or done, and may be given to any
person, whether or not he is authorised directly or indirectly by the applicant
or the patentee to make, use, exercise or vend the invention or import the
machine, apparatus or other article or medicine or drug covered by such patent.
(5) Where an invention has been used by or
with the authority of the Central Government for the purposes of Government
under this section, then unless it appears to the Government that it would be
contrary to the public interest so to do, the Government shall notify the
patentee as soon as practicable of the fact and furnish him with such
information as to the extent of the use of the invention as he may, from time to time, reasonably require; and where the invention
has been used for the purposes of a Government undertaking the Central
Government may call for such information as may be necessary for this purpose
from such undertaking.
(6) The right to make, use, exercise and
vend an invention for the purposes of Government under sub-section (1)
shall include the right to sell the goods which have been made in exercise of
that right, and a purchaser of goods so sold, and a person claiming through
him, shall have the power to deal with the goods as if the Central Government
or the person authorised under sub-section (1) were the patentee of the
invention.
(7) Where in respect of a patent which has
been the subject of an authorisation under this section, there is an exclusive
licensee as is referred to in sub-section (3) of section 101, or where such
patent has been assigned to the patentee in consideration of royalties or other
benefits determined by reference to the use of the invention (including
payments by way of minimum royalty), the notice directed to be given under
sub-section (5) shall also be given to such exclusive licensee or assignor, as
the case may be, and the reference to the patentee in sub-section (3) shall be
deemed to included a reference to such assignor or exclusive licensee.
101. Rights of third parties in respect of use of invention for purposes of
Government-
(1) In relation to any use of a
patented invention, or an invention in respect of which an application for a patent
is pending, made for the purposes of Government-
(a) By the Central Government or any person
authorised by the Central Government under section 100; or
(b) By the patentee or applicant for the
patent to the order made by the Central Government,
The provisions of any
licence, assignment or agreement granted or made, whether before or after the
commencement of this Act, between the patentee or applicant for the patent (or
any person who derives title from him or from whom he derives title) and any person
other than the Central Government shall be of no effect so far as those
provisions-
(i) Restrict or regulate the use of the
purposes of Government of the invention, or of any model, document or
information relating thereto, or
(ii) Provide for the making of payments in
respect of any use of the invention or of the model, document or information
relating thereto for the purposes of Government (including payments by way of
minimum royalty),
And the reproduction or publication
of any model or document in connection with the said use for the purposes of
Government shall not be deemed to be an infringement of any copyright
subsisting in the model or document.
(2) Where the patent, or the right to apply
for or obtain the patent, has been assigned to the patentee in consideration of
royalties or other benefits determined by reference to the use of the invention
(including payments by way of minimum royalty), then, in relation to any use of
the invention made for the purposes of Government by the patentee to the order
of the Central Government, sub-section (3) of section 100 shall have effect as
if that use were made by virtue of an authority given under that section, and
any use of the invention for the purposes of Government by virtue of
sub-section (3) of that section shall have effect as if the reference to the
patentee included a reference to the assignor of the patent, and any sum
payable by virtue of that sub-section shall be divided between the patentee and
the assignor in such proportion as may be agreed upon between them or as may in
default of agreement be determined by the High Court on a reference under
section 103.
(3) Where by virtue of sub-section (3) of
section 100, payments are required to be made by the Central Government or
persons authorised under sub-section (1) of that section in respect of the use
of an invention for the purposes of Government, and where in respect of such
patent there is an exclusive licensee authorised, under his licence to use the invention
for the purposes of Government, such sum shall be shared by the patentee and
such licensee in such proportions, if any,
as may be agreed upon between them or is may in default of
agreement be determined by the High Court on a reference under section 103 to
be just, having regard to any expenditure incurred by the licensee-
(a) In developing the said invention; or
(b) In making payments to the patentees other
than royalties or other benefits determined by reference to the use of the invention including payments by way of minimum royalty
in consideration of the licence.
102. Acquisition
of inventions and patents by the Central Government: -
(1) The Central Government may, if satisfied
that it is necessary that an invention which is the subject of an application
for a patent or a patent, should be acquire from the applicant or the patentee
for a public purpose, publish a notification to that effect in the Official
Gazette, and thereupon the invention or patent and all rights in respect of the
invention or patent shall, by force of this section, stand transferred to and
be vested in the Central Government.
(2) Notice of the acquisition shall be given
to the applicant, and, where a patent has been granted, to the patentee and
other persons, if any, appearing in the register as having an interest in the
patent.
(3) The Central Government shall pay to the
applicant, or as the case may be, the patentee and other persons appearing on
the register as having an interest in the patent such compensation as may be
agreed upon between the Central Government and the applicant, or the patentee
and other persons; or, as may, in default of agreement, be determined by the
High court on a reference under section 103 to be just having regard to the
expenditure incurred in connection with the invention and, in the case of a
patent, the term thereof, the period during which and the manner in which it
has already been worked (including the profits made during such period by the
patentee or by his licensee whether exclusive or otherwise) and other relevant
factors.
103. Reference
to High Court of disputes as to use for purposes of Government-
(1) Any dispute as to the
exercise by the Central Government or a person authorised by it of the powers
conferred by section 100, or as to terms for the use of an invention for the
purposes of Government thereunder or as to the right of any person to receive
any part of a payment made in pursuance of subsection (3) of that section or as
to the amount of compensation payable for the acquisition of an invention or a
patent under section 102, may be referred to the High Court by either party to
the dispute in such manner as may be prescribed by the rules of the High Court.
(2) In any proceedings under this section to which
the Central Government is a party, the Central Government may-
(a) If the patentee is a party to the
proceedings, petition by way of counter claim for revocation of the patent on
any ground upon which a patent may be revoked under section 64; and
(b) Whether a patentee is or is not a party
to the proceedings put in issue the validity of the patent without petitioning
for its revocation.
(3) If in such proceedings as aforesaid any
question arises whether an invention has been recorded, tested or tried as is
mentioned in section 100, and the disclosure of any document regarding the
invention, or of any evidence of the test or trial thereof, would, in the
opinion of the Central Government, be prejudicial to the public interest, the
disclosure may be made confidentially to the advocate of the other party or to
an independent expert mutually agreed upon.
(4) In determining under this section any
dispute between the Central Government and any person as to terms for the use
of an invention for the purposes of Government, the High Court shall have
regard to any benefit or compensation which that person or any person from whom
he derives title, may have received, or may be entitled to receive, directly or
indirectly in respect of the use of the invention in question for the purposes
of Government.
(5) In any proceedings under this section,
the High Court may at any time order the whole proceedings or any question or
issue of fact arising therein to be referred to an official referee,
commissioner or an arbitrator on such terms as the High Court may direct, and
references to the High Court in the foregoing provisions of this section shall
be construed accordingly.
(6) Where the invention claimed in a patent
was made by a person who at time it was made was in the service of the Central
Government or of a State Government or was an employee of a Government
undertaking and the subject matter of the invention is certified by the
relevant Government or the principal officer of the Government undertaking to
be connected with the work done in the course of the normal duties of the
Government servant or employee of the Government undertaking, then,
notwithstanding anything contained in this section, any dispute of the nature
referred to in sub-section (1) relating to the invention shall be disposed of
by the Central Government conformably to the provisions of this section so far
as may be applicable, but before doing so the Central Government shall give an
opportunity to the patentee and such other parties as it considers have an
interest in the matter to be heard.
CHAPTER –XVIII
SUITS CONCERNING INFRINGEMENT OF PATENTS
104. Jurisdiction- No suit for a declaration under section 105 or for
any relief under section 106 or for infringement of a patent shall be
instituted in any court inferior to a district court having jurisdiction to try
the suit.
Provided that where a
counter claim for revocation of the patent is made by the defendant, the suit,
along with the counterclaim, shall be transferred to the High Court for decision.
105. Power
of court to make declaration as to non-infringement-
(1) Notwithstanding anything
contained in section 34 of the Specific Relief Act, 1963, (47 of 1963), any
person may institute a suit for a declaration that the use by him of any process,
or the making, use or sale of any article by him does not, or would not,
constitute an infringement of a claim of a patent against the patentee or the
holder of an exclusive licence under the patent, notwithstanding that no
assertion to the contrary has been made by the patentee or the licensee, if it
is shown-
(a) That the plaintiff has applied in writing
to the patentee or exclusive licensee for a written acknowledgment to the
effect of the declaration claimed and has furnished him with full particulars
in writing of the process or article in question; and
(b) That the patentee or licensee has refused
or neglected to give such an acknowledgment.
(2) The costs of all parties in a suit for a
declaration brought by virtue of this section shall, unless for special reasons
the court thinks fit to order otherwise, be paid by the plaintiff.
(3) The validity of a claim of the
specification of a patent shall not be called in question in a suit
for declaration brought by virtue of this section, and accordingly t shall not
be the making or refusal of, such a declaration in the case of a paten deemed
to imply that the patent is valid or invalid.
(4) A suit for a declaration may be brought
by virtue of this section at any time after the date of advertisement of
acceptance of the complete specification of a patent, and references in
this section to the patentee shall be construed accordingly.
106. Power
of court to grant relief in cases of groundless threats of infringement proceedings-
(1) Where any person (whether
entitled to or interested in a patent or an application for a patent or not)
threatens any other person by circulars or advertisements or by communications,
oral or in writing addressed to that or any other person, with proceedings
for infringement of a patent, any person aggrieved thereby may bring a suit against him praying for the following relief’s,
that is to say-
(a) A declaration to the effect that the
threats are unjustifiable;
(b) An injunction against the continuance of
the threats; and
(c) Such damages, if any, as he has sustained
thereby.
(2) Unless in such suit the
defendant proves that the acts in respect of which the proceedings were
threatened constitute or, if done, would constitute, an infringement of a
patent or of rights arising from the publication of a complete specification in
respect of a claim for the specification not shown by the plaintiff to be
invalid, the court may grant to the plaintiff all or any of
the relief’s prayed for.
Explanation: A mere notification of the 1[existence] of a patent does not constitute a
threat a proceeding with in the meaning of this section.
1. Subs. for “existing” by
Act 56 of 1974, s. 3 find Sch. II, w.e.f. 20.12.1974.
107. Defenses, etc in suits for infringement-
(1) In
any suit for infringement of a patent, every ground on which it may be revoked
under section 64 shall be available as a ground for defence.
(2) In any suit for infringement of a patent by making, using or importation of
any machine, apparatus or other article or by the using of any process or by
the importation, use or distribution of any medicine or drug, it shall be a
ground for defence that such making, using, importation or distribution is in
accordance with any one or more of the conditions specified in section 47.
108. Relief’s in suits for
infringement- The relief’s which a court may grant in any suit for infringement
include an injunction (subject to such terms, if any, as the court thinks fit)
and, at the option of the plaintiff either damages or an account of profits.
109. Rights of exclusive licensee to take
proceedings against infringement-
(1) The holder of an exclusive
licence shall have the like right as the patentee to institute a suit in
respect of any infringement of the patent committed after the date of the
licence, and in awarding damages or in account of profits or granting any other
relief in any such suit the court shall take into consideration any loss
suffered or likely to be suffered by the exclusive licensee as such or, as the
case may be, the profits earned by means of the infringement so far as it
constitutes an infringement of the rights of the exclusive licensee as such.
(2) In any suit for infringement of a patent
by the holder of an exclusive licence under sub-section (1), the patentee
shall, unless he has joined as a plain tiff in the suit, be added as a
defendant, but a patentee so added as defendant shall not be liable for any
costs unless he enters an appearance and takes part in the proceedings.
110. Right of licensee under section 84 to take
proceedings against infringement- Any person to whom a licence has been granted
under section 84 shall be entitled to call upon the patentee to take
proceedings to prevent any infringement of the patent, and, if the patentee
refuses or neglects to do so within two months after being so called upon, the
licensee may institute proceedings for the infringement in his own name as though
he were the patentee, making the patentee a defendant; but a patentee so added
as defendant shall not be liable for any costs unless he enters an
appearance and takes part in the proceedings.
111. Restriction on power of court to grant damages or an account of profits
for infringement-
(1) In a suit for infringement
of a patent, damages or an account of profits shall not be granted against the
defendant who proves that at the date of the infringement he was not aware and
had no reasonable grounds for believing that the patent existed.
Explanation: - A person shall not be
deemed to have been aware or to have had reasonable grounds for believing that
a patent exists by reason only of the application to an article of the word
“patent”, “patented” or any word or words expressing or implying that a patent
has been obtained for the article, unless the number of the patent accompanies
the word or words in question.
(2) In any suit for infringement of a patent the
court may, if it thinks fit, refuse to grant any damages or an account of
profits in respect of any infringement committed after a failure to pay any
renewal fee within the prescribed period and before any extension of that
period.
(3) Where an amendment of a specification by
way of disclaimer, correction or explanation has been allowed under this Act
after the publication of the specification, no damages or account of profits
shall be granted in any proceeding in respect of the use of the invention before
the date of the decision allowing the amendment, unless the court is satisfied
that the specification as originally published was framed in good faith and
with reasonable skill and knowledge.
(4) Nothing in this section shall affect the
power of the court to grant an injunction in any suit for infringement of a
patent.
112. Restriction
on power of court to grant injunction in certain cases- If
in proceedings for the infringement of a patent endorsed or deemed to be
endorsed with the words “Licences of right” (otherwise than by the importation
of the patented article from other countries) the infringing defendant is ready
and willing to take a licence upon terms to be settled by the Controller as
provided in section 88, no injunction shall be granted against him, and the
amount if any recoverable against him by way of damages shall not exceed double
the amount which would have' been recoverable against him as licensee if such a
licence had been granted before the earliest infringement.
113. Certificate
of validity of specification and costs of subsequent suits for infringement thereof-
(1) If in any proceedings before
a High Court for the revocation of a patent under section 64 the validity of
any claim of a specification is contested and that claim is found by the Court
to be valid, the Court may certify that the validity of that claim was
contested in those proceedings and was upheld.
(2) Where any such certificate has been
granted, then, if in any subsequent suit before a court for infringement of
that claim of the patent or in any subsequent proceeding for revocation of the
patent in so far as it relates to that claim, the patentee or other person
relaying on the validity of the claim obtains a final order or judgment in his
favour, he shall be entitled to an order for the payment of his full costs,
charges and expenses of and incidental to any such suit or proceeding properly
incurred so far as they concern the claim in respect of which the certificate
was granted, unless the court trying the suit or proceeding otherwise directs.
Provided that the costs as
specified in this sub-section shall not be ordered when the party disputing the
validity of the claim satisfies the court that he was not aware of the grant of
the certificate when he raised the dispute and withdrew forthwith such defence
when he became aware of such a certificate.
(3) Nothing contained in this section shall
be construed as authorizing courts hearing appeals from decrees or orders in
suits for infringement or petitions for revocation to pass orders for costs on
the scale referred to therein.
114. Relief for infringement of partially valid specification-
(1) If in proceedings for
infringement of a patent it is found that any claim of the specification, being
a claim in respect of which infringement is alleged, is valid but that any
other claim is invalid, the court may grant relief in respect of any valid
claim which is infringed.
Provided that the court shall
not grant relief except by way of injunction save in the circumstances
mentioned in sub-section (2).
(2) Where the plaintiff proves that the
invalid claim was framed in good faith and with reasonable skill and knowledge,
the court shall grant relief in respect of any valid claim, which is, infringed
subject to the discretion of the court as to costs and as to the date from
which damages or an account of profits should be reckoned, and in exercising
such discretion the court may take into consideration the conduct of the
parties in inserting such invalid claim in the specification or permitting them
to remain there.
(1) In any suit for infringement
or in any proceeding before a court under this Act, the court may at any time,
and whether or not an application has been made by any party for that purpose,
appoint an independent scientific adviser to assist the court or to inquire and
report upon any such question of fact or of opinion (not involving
a question of interpretation of law) as it may formulate for the purpose.
(2) The remuneration of the scientific
adviser shall be fixed by the court and shall include the costs of making a
report and a proper daily fee for any day on which the scientific adviser may
be required to attend before the court, and such remuneration shall be defrayed
out of moneys provided by Parliament by law for the purpose.
CHAPTER-XIX
APPEALS
(1) No appeal shall lie from any
decision, order or direction made or issued under this Act by the Central Government, or from any act
or order of the Controller for the purpose of giving effect to any such
decision, order or direction.
(2) Save as otherwise expressly provided in
sub-section (1), an appeal shall lie to a High Court from any decision, order
or direction of the Controller under any of the following provisions, that is
to say, section 15, section 16, section 17, section 18, section 19, section 20,
section 25, section 27, section 28, section 51, section 54, section 57, section
60, section 61, section 63, sub-section (3) of section 69, section 78, section
84, section 86, section 88 (3), section 89, section 93, section 96 and section
97.
(3) Every appeal under this section shall be
in writing and shall be made within three months from the date of the decision,
order or direction, as the case may be, of the Controller, or within such
further time as the High Court may in accordance with the rules made by it
under section 158 allow.
117. Procedure
for hearing of appeals-
(1) Every appeal before a High
Court under section 116 shall be by petition and shall be in such form and
shall contain such particulars as may be prescribed by rules made by the High
Court under section 158.
(2) Every such appeal shall be heard by a single judge of the High
Court.
Provided that any such Judge
may, if he so thinks fit, refer the appeal at any stage of the proceeding to a
Bench of the High Court.
(3) Every such appeal shall be heard as
expeditiously as possible and endeavour shall be made to decide the appeal
within a period of twelve months from the date on which it is filed.
CHAPTER-XX
PENALTIES
118. Contravention of secrecy provisions relating
to certain inventions- If any person fails to comply with any direction
given under section 35 1[***], he shall
be punishable with imprisonment for a term which may extend to two years, or
with fine, or with both.
1. The words “or
makes or causes to be made an application for the grant of a patent in
contravention of section 39” omitted by Act 17 of 1999, s. 7, w.e.f. 1.1.1995.
119. Falsification of entries in register, etc.- If any person makes, or causes
to be made, a false entry in any register kept under this Act, or a writing
falsely purporting to be a copy of an entry in such a register, or produces or
tenders, or causes to be produced or tendered, in evidence any such writing
knowing the entry or writing to be false, he shall be punishable with
imprisonment for a term which may extend to two years, or with fine, or with
both.
120. Unauthorized claim of patent rights- If any person falsely
represents that any article sold by him is patented in India or is the subject
of an application for a patent in India, he shall be punishable with fine which
may extend to five hundred rupees.
Explanation: - For the purposes of this
section, a person shall be deemed to represent-
(a) That an article is patented in India if
there is stamped, engraved or impressed on, or otherwise applied to, the
article the word “patent” or 11 patented” or some other word expressing or
implying that a patent for the article has been obtained in India;
(b) That an article is the subject of an
application for a patent in India ii there are stamped, engraved or impressed
on, or otherwise applied to, the article the words “patent applied for”,
“patent pending”, or some other words implying that an application for a patent
for the article has been made in India.
Explanation 2- The use of words “patent”,
“patented”, “patent applied for”, “patent pending” or other words expressing or
implying that an article is patented or that a patent has been applied for
shall be deemed to refer to a patent in force in India, or to a pending
application for a patent in India, as the case may be, unless there is an
accompanying indication that the patent has been obtained or applied for in any
country outside India.
121. Wrongful use of words, “patent office”- If
any person uses on his place of business or any document issued by him or
otherwise the words “patent office” or any other words which would reasonably
lead to the belief that his place of business is or is officially connected
with, the patent office, he shall be punishable with imprisonment for a term
which may extend to six months, or with fine, or with both.
122. Refusal or failure to supply information-
(1) If any person refuses or fails to furnish-
(a) To the Central Government any
information, which he is, required to furnish under sub-section (5) of section
100,
(b) To the Controller any information or
statement, which he is, required to furnish by or under section 146,
He shall be
punishable with fine, which may extend to one thousand rupees.
(2) If any person, being required to furnish
any such information as is referred to in sub-section (1), furnishes
information or statement which he false and which he either knows or has reason
to believe to be false or does not believe to be true, he shall be punishable
with imprisonment which may extend to six months, or with fine, or with both.
123. Practice
by non-registered patent agents- If any person contravenes
the provisions of section 129, he shall be punishable with fine which may
extend to five hundred rupees in the case of a first offence
and two thousand rupees in the case of a second or subsequent offence.
(1) If the person committing an
offence under this Act is a company, the company as well as every person in
charge of, and responsible to, the company for the conduct of its business at
the time of the commission of the offence shall be deemed to be guilty of the
offence and shall be liable to be proceeded against and punished accordingly.
Provided that nothing
contained in this subsection shall render any such person liable to any
punishment if he proves that the offence was committed without his knowledge or
that he exercised all due diligence to prevent the commission of such offence.
(2) Notwithstanding anything contained in
sub-section (1), where an offence under this Act has been committed by a
company and it is proved that the offence has been committed with the consent or
connivance of, or that the commission of the offence is attributable
to any neglect on the part of any director, manager, secretary or other officer
of the company, such director, manager, secretary or other officer shall also
be deemed to be guilty of that offence and shall be liable to be proceeded
against and punished accordingly.
Explanation: - For the purposes of this
section-
(a) “Company” means any body corporate and
includes a firm or other association of individuals; and
(b) “Director”, in relation to a firm, means
a partner in the firm.
CHAPTER XXI
PATENT AGENTS
125. Register
of patent agents- The Controller shall
maintain a register to be called the register of patent agents in which shall
be entered the names and addresses of all persons qualified to have their names
so entered under section 126.
126. Qualifications
for registration as patent agents-
(1) A person shall be
qualified to have his name entered in the register of patent agents if he
fulfils the following conditions, namely-
(a) He is a citizen of India;
(b) He has completed the age of 21 years;
(c) He has obtained a degree from any
University in the territory of India or possesses such other equivalent
qualifications as the Central Government may specify in this behalf, and, in
addition-
(i) Is an advocate within the meaning of the
Advocates Act, 1961 (25 of 1961); or
(ii) Has passed the qualifying examination
prescribed for the purpose;
(d) He has paid such fee as may be prescribed.
(2) Notwithstanding anything contained in sub-section
(1), a person who has been practicing as a patent agent before the 1st
day of November, 1966 and has filed not less than five complete specifications
before the said day, shall, on payment of prescribed fee, be qualified to have
his name entered in the register of patent agents.
127. Rights
of patent agents- Subject to the provisions
contained in this Act and in any rules made thereunder, every patent agent
whose name is entered in the register shall be entitled-
(a) To practice before the Controller; and
(b) To prepare all documents, transact all
business and discharge such other functions as may be prescribed in connection
with any proceeding before the Controller under this Act.
128. Subscription
and verification of certain documents by patent agents-
(1) Subject to the provisions
contained in sub-section (2) and to any rules made under this Act all
applications and communications to the Controller under his Act may be signed
by a patent agent authorised in writing in this behalf by the person concerned.
(2) The following documents namely-
(i) Applications for patents;
(ii) Applications for the restoration of lapsed patents;
(iii) Applications for the sealing of patents after the time allowed
for that purpose by or under sub-section (2), or sub-section (3) of section 43
has expired;
(iv) Applications for leave to amend;
(v) Applications for compulsory licences or for revocation; and
(vi) Notices of surrender of patents,
Shall be signed and verified in the manner prescribed by
the person making such applications or giving such notices.
Provided that if such person
is absent from India, they may be signed and verified on his behalf by a patent
agent authorised by him in writing in that behalf.
129. Restrictions
on practice as patent agents-
(1) No person, either alone or
in partnership with any other person, shall practice, describe or hold himself
out as, a patent agent or permit himself to be so described or held out, unless
he is registered as a patent agent or, as the case may be, unless he and all
his partners are so registered.
(2) No company or other body
corporate shall practice, describe itself or hold itself out as patent agents
or permit itself to be so described or held out.
Explanation- For the purposes of this section, practice
as a patent agent includes any of the following acts, namely-
(a) Applying for or obtaining patents in
India or elsewhere;
(b) Preparing specifications or other documents
for the purposes of this Act or of the patent law of any other country; and
(c) Giving advice other than of a scientific
or technical nature as to the validity of patents or their infringement.
130. Removal
from register of patent agents and restoration-
(1) The Central Government may
remove the name of any person from the register when it is satisfied, after
giving that person a reasonable opportunity of being heard and after such
further inquiry, if any, as it thinks fit to make-
(i) That his name has been entered in the
register by error or on account of misrepresentation or suppression of material
fact; or
(ii) That he has been convicted of any offence
and sentenced to a term of imprisonment or has been guilty of misconduct in his
professional capacity which in the opinion of the Central Government renders
him unfit to be kept in the register.
(2) The Central Government may, on
application and on sufficient cause being shown, restore to the register the
name of any person removed therefrom.
131. Power
of Controller to refuse to deal with certain agents-
(1) Subject to any rules made in
this behalf, the Controller may refuse to recognize as agent in respect of any
business under this Act-
(a) Any individual whose name has been removed
from, and not restored to, the register;
(b) Any person who has been convicted of an
offence under section 123;
(c) Any person, not being registered as a
patent agent, who in the opinion of the Controller is engaged wholly or mainly
in acting as agent in applying for patents in India or elsewhere in the name or
for the benefit of the person by whom he is employed;
(d) Any company or firm, if any person, whom
the Controller could refuse to recognize as agent in respect of any business under
this Act, is acting as a director or manager of the company or is a partner in
the firm.
(2) The Controller shall refuse to recognize
as agent in respect of any business under this Act any person who neither
resides nor has a place of business in India.
132. Savings in respect of
other persons authorised to act as agents- Nothing
in this Chapter shall be deemed to prohibit-
(a) The applicant for a patent or any person,
not being a patent agent, who is duly authorised by the applicant from drafting
any specification or appearing or acting before the Controller; or
(b) An advocate, not being a patent agent,
from taking part in any proceedings under this Act otherwise than by way of
drafting any specification.
CHAPTER-XXII
INTERNATIONAL
ARRANGEMENTS
133. Notification
as to convention countries-
(1) With a view to the
fulfillment of a treaty, convention or arrangement with any country outside
India which affords to applicants for patents in India or to citizens of India
similar privileges as are granted to its own citizens in respect of the grant
of patents and the protection of patent rights, the Central Government may, by
notification in the Official Gazette, declare such country to be a convention
country for the purposes of this Act.
(2) A declaration under
sub-section (1) may be made for the purposes either of all or of some only of
the provisions of this Act, and a country in the case of which a declaration
made for the
purposes of some only of the provisions of this Act is in force shall be deemed
to be a convention country for the purposes of those provisions only.
134. Notification
as to countries not providing for reciprocity- Where
any country specified by the Central Government in this behalf by notification
in the Official Gazette does not accord to citizens of India the same rights in
respect of the grant of patents and the protection of patent rights as it
accords to its own nationals, no national of such country shall be entitled,
either solely or jointly with any other person-
(a) To apply for the grant of a patent or be registered as the
proprietor of patent;
(b) To be registered as the assignee of the proprietor of a
patent; or
(c) To apply for a licence or hold any licence under a patent
granted under this Act.
(1) Without prejudice to the
provisions contained in section 6, where a person has made an application for a
patent in respect of an invention in a convention country (hereinafter referred to as the “basic
application”), and that person or the legal representative or assignee of that
person makes an application under this Act for a
patent within twelve months after the date on which the basic application was
made, the priority date of a claim of the complete specification, being a claim
based on matter disclosed in the basic application, is the date of making of
the basic application.
Explanation- Where applications have
been made for similar protection in respect of an invention in two or more
convention countries, the period of twelve months referred to in this
sub-section shall be reckoned from the date on which the earlier or earliest of
the said applications was made.
(2) Where applications for protection have
been made in one or more convention countries in respect of two or more
inventions which are cognate or of which one is a modification of another, a
single convention application may, subject to the provisions contained in
section 10, be made in respect of those inventions at any time within twelve
months from the date of the earliest of the said applications for protection.
Provided that the fee
payable on the making of any such application shall be the same as if separate
applications have been made in respect of each of the said inventions, and the
requirements of clause (b) of sub-section (1) of section 136 shall, in the case
of any such application, apply separately to the applications for
protection in respect of each of the said inventions.
136. Special provisions relating to convention applications-
(1) Every convention application
shall-
(a) Be accompanied by a complete specification; and
(b) Specify the date on which and the
convention country in which the application for protection; or as the case may
be, the first of such applications was made; and
(c) State that no application for protection
in respect of the invention had been made in a convention country, before that
date by the applicant or by any person from whom he derives title.
(2) Subject to the provisions contained in
section 10, a complete specification filed with a convention application may
include claims in respect of developments of, or
additions to, the invention in respect of which the application for protection
was made in a convention country, being developments or additions in respect of
which the applicant would be entitled under the provisions of section 6 to make
a separate application for patent.
(3) A convention application shall not be
post-dated under sub-section (1) of section 17 to a date later than the date on
which under the provisions of this Act the application could have been made.
(1) Where two or more
applications for patents in respect of inventions have been made in one or more
convention countries and those inventions are so related as to constitute one
invention, one application may be made by any or all of the persons referred to
in sub-section (1) of section 135 within twelve months from the date on which
the earlier or earliest of those applications was made, in respect of the inventions
disclosed in the specifications which accompanied the basic applications.
(2) The priority date of a claim of the
complete specification, being a claim based on matters disclosed in one or more
of the basic applications, is the date on which that matter was first so
disclosed.
(3) For the purposes of this Act, a matter
shall be deemed to have been disclosed in a basic application for protection in
a convention country if it was claimed or disclosed (otherwise than by way of
disclaimer or acknowledgment of a prior art) in that application, or any
documents submitted by the applicant for protection in support of and at the
same time as that application, but no account shall be taken of any disclosure
effected by any such document unless a copy of the document is filed at the
patent office with the convention application or within such period as may be
prescribed after the filing of that application. -
138. Supplementary
provisions as to convention applications-
(1) Where a convention
application is made in accordance with the provisions of this Chapter, the
applicant shall furnish, in addition to the complete specification, copies of
the specifications or corresponding documents filed or deposited by the
applicant in the patent office of the convention country in which the basic
application was made, certified by the official chief or head of the patent
office of the convention country, or otherwise verified to the satisfaction of
the Controller, along with the application or within three months thereafter,
or within such further period as the Controller may on good cause allow.
(2) If any such specification
or other document is in a foreign language, a translation into English of the
specification or document verified by affidavit or otherwise to the
satisfaction of the Controller, shall be annexed to the specification or
document.
(3) For the purposes of this Act, the date on
which an application was made in a convention country is such date as the Controller
is satisfied, by certificate of the official chief or head of the patent office
of the convention country or otherwise, is the date on which the application
was made in that convention country.
139. Other
provisions of Act to apply to convention applications- Save as otherwise provided
in this Chapter, all the provisions of this Act shall apply in relation to a
convention application and a patent granted in pursuance thereof as they apply
in relation to an ordinary application and a patent granted in pursuance
thereof.
CHAPTER -XXIII
MISCELLANEOUS
140. Avoidance of certain restrictive conditions-
(1) It shall not be lawful to
insert-
(i) In any contract for or in relation to the
sale or lease of a patented article or an article made by a patented process;
or
(ii) In a licence to manufacture or use a patented article; or
(iii) In a licence to work any process protected
by a patent, a condition the effect of which may be-
(a) To require the purchaser, lessee, or
licensee to acquire from the vendor, lessor, or licensor, or his nominees, or
to prohibit him from acquiring or to restrict in any manner or to any extent
his right to acquire from any person or to prohibit him from acquiring except
from the vendor, lessor, or licensor or his nominees, any article other than
the patented article or an article other than that made by the patented
process; or
(b) To prohibit the purchaser, lessee or
licensee from using, or to restrict in any manner or to any extent the right of
the purchaser, lessee or licensee, to use an article other than the patented
article or an article other than that made by the patented process, which is
not supplied by the vendor, lessor or licensor or his nominee; or
(c) To prohibit the purchaser, lessee or
licensee from using or to restrict in any manner or to any extent the right of
the purchaser, lessee or licensee to use any process other than the patented
process, and any such condition shall be void.
(2) A condition of the nature referred to in
clause (a) or clause (b) or clause (c) of sub-section (1) shall not cease to be
a condition falling within that sub-section merely by reason of the fact that
the agreement containing it has been entered into separately, whether before or
after the contract relating to the sale, lease or licence of the patented
article or process.
(3) In proceedings against any person for the
infringement of a patent, it shall be a defence to prove that at the time of
the infringement there was in force a contract relating to the patent and
containing a condition declared unlawful by this section.
Provided that this
sub-section shall not apply if the plaintiff is not a party to the contract and
proves to the satisfaction of the court that the restrictive condition was
inserted in the contract without his knowledge and consent, express or
implied.
(4) Nothing in this section shall-
(a) Affect a condition in
a contract by which a person is prohibited from selling goods other than those
of a particular person;
(b) Validate a contract, which, but for this
section, would be invalid;
(c) Affect a condition in a contract for the
lease of, or licence to use, a patented article, by which the lessor or
licensor reserves to himself or his nominee the right to supply such new parts
of the patented article as may be required or to put or keep it in repair.
(5) The provisions of this section shall also
apply to contracts made before the commencement of this Act if, and in so far
as, any restrictive conditions declared unlawful by this section continue in
force after the expiration of one year from such commencement.
141. Determination of certain contracts-
(1) Any contract for the sale or
lease of a patented article or for licence to manufacture, use or work a
patented article or process, or relating to any such sale, lease or licence,
whether made before or after the commencement to this Act, may at any time
after the patent or all the patents by which the article or process was
protected at the time of the making of the contract has or have ceased to be in
force, and notwithstanding anything to the contrary in the contract or in any
other contract, be determined by the purchaser, lessee, or licensee, as the
case may be, of the patent on giving three months notice in writing to the
other party.
(2) The provisions of this section shall be
without prejudice, to any right of determining a contract exercisable apart
from this section.
(1) There shall be paid in
respect of the grant of patents and applications therefor, and in
respect of other matters in relation to the grant of patents under this Act, such fees as may be prescribed by the
Central Government.
(2) Where a fee is payable in respect of the
doing of an Act by the Controller, the Controller shall not do that act until
the fee has been paid.
(3) Where a fee is payable in
respect of the filing of a document at the patent office,
the document shall be deemed not to have been filed at the office until the
fees has been paid.
(4) Where a principal patent is granted later
than two years from the date of filing of the complete specification, the fees
which, have become due in the meantime may be paid within a term of three
months from the date of the recording of the patent in the register.
143. Restrictions
upon publication of specifications- Subject to the provisions of
Chapter VII, an application for a patent, and any specification
filed in pursuance thereof, shall not, except with the consent of the
applicant, be published by the Controller or be open to public inspection at
any time before the date of advertisement of acceptance of the application in
pursuance of section 23.
144. Reports of examiners to be confidential- The reports of examiners to
the Controller under this Act shall not be open to public inspection or be
published by the Controller; and such reports shall not be liable to production
or inspection in any legal proceeding unless the court certifies that the
production or inspection is desirable in the interests of justice, and ought to
be allowed.
145. Publication of patented inventions- The
Controller shall issue periodically a publication of patented inventions
containing such information as the Central Government, may direct.
146. Power of Controller to call for information from patentees-
(1) The Controller may, at any
time during the continuance of the patent, by notice in writing, require a
patentee or a licensee, exclusive or otherwise, to furnish to him within two
months from the date of such notice or within such further time as the
Controller may allow, such information or such periodical statements as to the
extent to which the patented invention has been commercially worked in India as
may be specified in the notice.
(2) Without prejudice to the provisions of
sub-section (1), every patentee and every licensee (whether exclusive or
otherwise) shall furnish in such manner and form and at such intervals (not
being less than six months) as may be prescribed statements as to the extent to
which the patented invention has been worked on a commercial scale in India.
(3) The Controller may publish the
information received by him under subsection (1) or sub-section (2) in such
manner as may be prescribed.
147. Evidence
of entries, documents, etc.-
(1) A certificate purporting to
be signed by the Controller as to any entry, matter or thing which he is
authorised by this Act or any rules made thereunder to make or do, shall be prima,
facie evidence of the entry having been made and of the contents thereof
and of the matter or thing having been done or omitted to be done.
(2) A copy of any entry in any register or of
any document kept in the patent office or of any patent, or an extract
from any such register or document, purporting to be certified by the
Controller and sealed with the seal of the patent office shall be admitted in
evidence in all courts, and in all proceedings, without further proof or
production of the original.
(3) The Controller or any other officer of
the patent office shall not, in any legal proceedings to which he is not a
party, be compellable to produce the register or any other document in his
custody, the contents of which can be proved by the production of a certified
copy issued under this Act or to appear as a witness to prove the matters
therein recorded unless by order of the court made for special causes.
148. Declaration by infant, lunatic, etc: -
(1) If any person is, by reason
of minority, lunacy or other disability, incapable of making any statement or
doing anything required or permitted by or under this Act, the lawful guardian,
committee or manager (if any) of the person subject to the disability, or if
there be none, any person appointed by any court possessing jurisdiction in
respect of his property, may make such statement or a statement as nearly
corresponding thereto as circumstances permit, and do such thing in the name
and on behalf of the person subject to the disability.
(2) An appointment may be made by the court
for the purposes of this section upon the petition of any person acting on
behalf of the person subject to the disability or of any other person
interested in the making of the statement or the doing of the thing.
149. Service
of notices, etc. by post- Any notice required or
authorised to be given by or under this Act, and any application or other
document so authorised or required to be made or filed, may be given, made or
filed by post.
150. Security
for costs- If any party by whom notice
of any opposition is given under this Act or by whom application is made to the
Controller for the grant of a licence under a patent neither resides nor
carries on business in India, the Controller may require him to give security for
the costs of the proceedings, and in default of such security being given may
treat the opposition or application as abandoned.
151. Transmission of orders of courts to Controller-
(1) Every order of the High
Court on a petition for revocation, including orders granting certificates of
validity of any claim, shall be transmitted by the High Court to the Controller
who shall cause an entry thereof and reference thereto to be made in the
register.
(2) Where in any suit for infringement of a
patent or in any suit under section 106, the validity of any claim or a
specification is contested and that claim is found by the court to be valid or
not valid, as the case may be, the court shall transmit a copy of its judgment
and decree to the Controller who shall on receipt thereof cause an entry in
relation to such proceeding to be made in the prescribed manner in a
supplemental records.
(3) The provisions of sub-sections (1) and
(2) shall also apply to the court to which appeals are preferred against
decisions of the courts referred to in those sub-sections.
152. Transmissions
of copies of specifications etc. ‘and inspection thereof: -Copies
of all such specifications, drawings and amendments left at the patent office
as become open to public inspection under the provisions of this Act, shall be
transmitted, as soon as may be, after the printed copies thereof are available,
to such authorities as the Central Government may appoint in this behalf, and
shall be open to the inspection of any person at all reasonable times at places
to be specified by those authorities and with the approval of the Central
Government.
153. Information
relating to patents- A person making a request to
the Controller in the prescribed manner for information relating to any such
matters as may be prescribed as respects any patent specified in the request or
as respects any application for a patent so specified shall be entitled,
subject to the payment of the prescribed fee, to have information supplied to
him accordingly.
154. Loss
or destruction of patents- If a patent is lost or
destroyed, or its non-production is accounted for to the satisfaction of the
Controller, the Controller may at any time, on application made in the
prescribed manner and on payment of the prescribed fee, cause a duplicate
thereof to be sealed and delivered to the applicant.
155. Reports
of Controller to be placed before Parliament- The Central Government shall
cause to be placed before both Houses of Parliament once a year a report
respecting the execution of this Act by or under the Controller.
156. Patent
to bind Government- Subject to the other
provisions contained in this Act, a patent shall have to all intents the like
effect as against Government as it has against any person.
157. Right
of Government to sell or use forfeited articles- Nothing
in this Act shall affect the power of the Government or of any person
deriving title directly or indirectly from the Government to sell or use any
articles forfeited under any law for the time being in force.
1[157A. Protection of security of India-Notwithstanding anything contained in this Act, the Central Government
shall-
(a) Not disclose any information relating to
any patentable invention or any application relating to the grant of patent under
this Act, which it considers prejudicial to the interest of security of India;
(b) Take action including the revocation of
any patent, which it considers necessary in the interest of security of India.
Provided that the Central
Government shall, before taking any action under this clause, issue a
notification in the Official Gazette declaring its intention to take such
action.
Explanation- For the purpose of this section, the expression
“security of India” means any action necessary for the security of India which
(i) Relates to fissionable materials or the
materials from which they are derived; or
(ii) Relates to the traffic in arms,
ammunition and implements of war and to such traffic in other goods and materials
as is carried on directly or indirectly for the purpose of supplying a military
establishment; or
(iii) Is taken in time of war or other emergency
in matter of international relations.]
1. Ins. by Act 17 of 1999,s. 8, w.e.f.
1.1.1995.
158. Power
of High Courts to make rules- The High Court may make rules consistent with this Act as to
the conduct and procedure in respect of all proceedings before it under this
Act.
159. Power
of Central Government to make rules-
(1) The Central Government
may, by notification on the Official Gazette, make rules for carrying out the
purposes of this Act.
(2) Without prejudice to the
generality of the forgoing power, the Central Government may make rules to provide for all or
any of the following matters, namely, -
(i) The form and manner in which any
application for a patent, any specifications or drawings and any other
application or document may be filed in the patent office;
(ii) The time within which any act or thing
may be done under this Act, including the manner in which and the time within
which any matter may be advertised under this Act:
(iii) The fees which may be payable under this
Act and the manner of payment of such fees;
(iv) The matters in respect of which the
examiner may make a report to the Controller,
(v) The form of request for the sealing of a
patent;
(vi) The form and manner in which and the time
within which any notice may be given under this Act;
(vii) The provisions which may be inserted in an order
for restoration of a patent for the protection of persons who may have availed
themselves of the subject-matter of the patent after the patent had ceased;
(viii) The establishment of branch offices of the
patent office and the regulation generally of the business of the patent
office, including its branch offices;
(ix) The maintenance of the register of patents
and the matters to be entered therein;
(x) The matters in respect of which the
Controller shall have powers of a civil court;
(xi) The time when and the manner in which the
register and any other document open to inspection may be inspected under this
Act;
(xii) The qualifications of, and the preparation
of a roll of, scientific advisers for the purpose of section 115;
(xiii) The manner in which any compensation for
acquisition by Government of an invention may be paid;
(xiv) The manner in which the register of patent
agents may be maintained; the conduct of qualifying examinations for patent
agents; and matters connected with their practice and conduct, including the
taking of disciplinary proceedings against patent agents for misconduct;
(xv) The regulation of the making, printing,
publishing and selling of indexes to, and abridgments of, specifications and
other documents in the patent office; and the inspection of indexes and
abridgments and other documents;
(xiv) Any other matter which has to be or may be
prescribed.
(3) The power to make rules under this
section shall be subject to condition of the rules being made after previous publication.
160. Rules
to be placed before Parliament- Every rule made under this
Act shall be laid, as soon as may be after it is made, before each House of
Parliament while it is in session for a total period of thirty days which may be
comprised in one session or 1[in two or
more successive sessions, and if, before the expiry of the session immediately
following the session or the successive sessions aforesaid] both Houses agree in
making any modification in the rule or both Houses agree that the rule
should not be made, the rule shall thereafter have effect only in such modified
form or be of no effect, as the case may be; so, however, that any such
modification or annulment shall be without prejudice to the validity of
anything previously done under that rule.
1. Subs. for “in two successive sessions,
and, if before the expiry of the session in which it is so laid or the Session
immediately following” by Act 4 of 1986, s. 2 and S. No. 81 of Sch., w.e.f.
15.5.1986 vide GSR 674 (E), dated 15.5.1986.
161. Special provisions with respect to certain applications deemed to have
been refused under Act 2 of 1911-
(1) Where, as a result of
action taken by the Controller under section 12 of the Atomic Energy Act, 1948
(29 of 1948), or under section 20 of the Atomic Energy Act, 1962 (33 of 1962),
an application for a patent made before the commencement of this Act could not
be accepted within the time specified for the purpose in the Indian Patents and
Designs Act, 1911 (2 of 1911) (hereafter in this section referred to as the
repealed Act), and, consequently, was deemed to have been refused by reason of
sub-section (4) of section 5 of the repealed Act, the application may, if the
applicant or, if he is dead his legal representative, makes a request in that
behalf to the Controller in the prescribed manner within three months from the
commencement of this Act, be revived and shall be disposed of as if it were an
application pending at the commencement of this Act to which the provision of
this Act apply by reason of sub-section (3) of section 62.
(2) The Controller may, before proceeding to
act upon any such request as is referred to in sub-section (1), refer the
matter to the Central Government for directions is to whether the invention is
one relating to atomic energy and shall act in conformity with the directions
issued by it.
(3) Where in pursuance of any such
application as is referred to in sub-section (1) a patent is granted, the
rights of the patentee shall be subject to such conditions as the Controller
thinks fit to impose for the protection or compensation of persons who may have
begun to avail themselves of, or have taken definite steps by contract or
otherwise to avail themselves of, the patented invention before the date of
advertisement of the acceptance of the complete specification.
(4) A patent granted in pursuance of any such
application as is referred to in sub-section (1) shall be dated as of the date
on which the request for reviving such application was made under sub-section
(1).
162. Repeal of Act 2 of 1911
in so far as it relates to patents and savings-
(1)
The Indian Patents and Designs Act, 1911, in so far
as it relates to patents, is hereby repealed, that is to say, the said Act
shall be amended in the manner specified in the schedule.
(2) Notwithstanding the repeal of the Indian
Patents and Designs Act, 1911, in so far as it relates to Patents-
(a) The provisions of section 21A of that Act
and of any rules made thereunder shall continue to apply in relation to any
patent granted before the commencement of this Act in pursuance of that
section, and
(b) The renewal fee in respect of a patent
granted under that Act shall be as fixed thereunder.
(3) Save as otherwise provided in sub-section
(2), the provisions of this Act shall apply to any application for a patent
pending at the commencement of this Act and to any proceedings consequent
thereon and to any patent granted in pursuance thereof.
(4) The mention of particular matters in this
section shall not prejudice the general application of the General Clauses Act,
1897 (10 of 1897), with respect to repeals.
(5) Notwithstanding anything contained in
this Act, any suit for infringement of a patent or any proceeding for
revocation of a patent, pending in any court at the commencement of this Act,
may be continued and disposed of, as if this Act had no been passed.
163. Amendment
of Act 43 of 1958- In sub-section (1) of
section 4 of the Trade and Merchandise Marks Act, 1958, the words and figures
“and the Controller of Patents and Designs for the purposes of the Indian
Patents and Designs Act, 1911” (2 of 1911), shall be omitted.
(See section
162)
AMENDMENTS OF
THE INDIAN PATENTS AND DESIGNS ACT, 1911
1. Long title- Omit “Inventions and”.
2. Preamble- Omit “Inventions and”.
3. Section 1- In sub-section (1) omit
“Indian Patents and”.
4. Section 2-
(a) Omit clause (1);
(b) In clause (2) omit “(as respects designs)”;
(c) For clause (3), substitute-
'(3) “Controller” means the
Controller General of Patents, Designs and Trade Marks appointed under
sub-section (1) of section 4 of the Trade and Merchandise Marks Act, 1958 (43
of 1958)';
(d) In clause (5) for “trade mark as defined in
section 478”, substitute “trade mark as defined in clause (v) of sub-section
(1) of section 2 of the Trade and Merchandise Marks
Act, 1958 (43 of 1958)”;
(e) Omit clause (6);
(f) In clause (7), after sub-clause (ee), insert-
“(f) In
relation to the Union territories of Dadra and Nagar Haveli and Goa, Daman and
Diu, and High Court at Bombay;
(g) In relation to the Union
territory of Pondicherry, the High Court at Madras”;
(g) Omit clauses (8), (10) and (11);
(h) For clause (12), substitute-
‘(12) “Patent office” means the patent office
referred to in section 74 of the Patents Act, 1970’.
5. Omit Part I.
6. For section 51B, substitute-
“51B. Designs to bind Government- A registered design shall
have to all intents the like effect as against Government as it has against any
person and the provisions of Chapter XVII of the Patents Act, 1970, shall apply
to registered designs as they apply to patents”.
7. In section 54, for “The
provisions of this Act”, substitute “The provisions of the Patents Act, 1970”.
8. Omit sections 55 and 56.
9. Section 57- For 'sub-section (1),
substitute-
“(1) There shall be paid in
respect of the registration of designs and applications therefor and in respect
of other matters relating to designs under this Act such fees as may be
prescribed by the Central Government”.
10. Omit section 59A.
11. Section 61- Omit sub-section
(1).
12. For section 62, substitute-
“62. Power of Controller to correct clerical errors- The Controller may, on
request in writing accompanied by the prescribed fee, correct any clerical
error in the representation of a design or in the name or address of the
proprietor of any design or in any other matter which is entered upon
the register of designs.”
13. Section 63-
(a) In sub-section (1), omit “to a patent or” and “patent or”;
(b) In sub-section (2), omit “patent or” and for “patents or designs,
as the case may be,” substitute “designs”;
(c) In sub-section (3), omit “patent or” wherever that expression
occurs;
(d) In sub-section (4), omit “to a patent or”.
14. Section 64-
(a) In sub-section (1), omit “patents or” and omit the word
“either”, wherever it occurs;
(b) In sub-section (5), omit clause (a).
15. Omit section 66.
16. Section 67- Omit “for a patent, or for
amendment of an application or of specification, or”.
17. Section 69- In sub-section (1), omit “to
grant a patent for an invention or”.
18. Section 71A- Omit “or
from patents, specifications and other”.
19. Omit section 72.
20. Omit sections 74A and 75.
21. Section 76-
(a) In sub-section (1), omit “other”;
(b) In sub-section (2), in clause (c), omit “opponent”.
22. Section 77-
(a) In sub-section (l)-
(i) In clauses (c) and (d), omit “specifications”;
(ii) For clause (e), substitute-
“(e) Providing for the
inspection of documents in the patent office and for the manner in which they
may be published;”
(iii) Omit clause (eee);
(b) Omit sub-section (2A).
23. Omit section 78.
24. For section 78A, substitute-
“78A. Reciprocal arrangement with United Kingdom
and other Common wealth countries: -
(1) Any person who has applied
for protection for any design in the United Kingdom or his legal representative
or assignee shall, either alone or jointly with any other person, be entitled
to claim that the registration of the said design under this Act shall be in
priority to other applicants and shall have the same date as the date of the
application in the United Kingdom.
Provided that-
(a) The application is made within six months
from the application for protection in the United Kingdom; and
(b) Nothing in this section shall entitle the
proprietor of the design to recover damages for infringements happening prior
to the actual date on which the design is registered in India.
(2) The registration of a design shall not
be invalidated by reason only of the exhibition or use of, or the publication
of a description or representation of, the design in India during the period
specified in this section as that within which the application may be made.
(3) The application for the registration of
a design under this section must be made in the same manner as an ordinary
application under this Act.
(4) Where it is made to appear to the
Central Government that the legislature of any such Commonwealth country as may
be notified by the Central Government in this behalf has made satisfactory
provision for the protection of designs registered in India, the Central
Government may, by notification in the Official Gazette, direct that the
provisions of this section, with such variations or additions, if any, as may
be set out in such notification, shall apply for the protection of designs
registered in the Commonwealth country'.
25. Omit sections 78B, 78C, 78D
and 78E.
26. Omit the Schedule.
NOTIFICATIONS UNDER THE PATENTS ACT, 1970
1[S.O. 300 (E)- In exercise of the powers
conferred by sub-section (3) of section (1) of the Patents Act, 1970 (39 of 1970),
the Central Government hereby appoints the 20th April, 1972 as the date on
which the said Act, other than subsection (2) of section 12, sub-section (2) of
section 13, section 28, section 68 and sections 125 to 132 thereof, shall come
into force.
1[S.O. 302(E)- Whereas for the fulfillment
of arrangements with the United Kingdom, New Zealand, Eire, Ceylon and Canada,
which afford to applicants for patents in India or to citizens of India similar
privileges as are granted to their own citizens in respect of the grant of
patents and the protection of patent rights, it is necessary so to do.
Now, therefore, in exercise
of the powers conferred by sub-section (1) of section 133 of the Patents Act,
1970 (39 of 1970), the Central Government hereby declares each of the said
countries, namely, the United Kingdom, New Zealand, Fire, Ceylon and Canada, to
be a convention country for all the provisions of the Act.
1[S.O. 303 (E)- In exercise of the powers
conferred by sub-section (3) of section 74 of the Patents Act, 1970 (39 of
1970), the Central Government hereby specifies that the head office of the
patent office shall be at Calcutta.
1[S.O. 301(E)- Whereas a draft of the
Patents Rules were published as required by sub-section (3) of section 159 of
the Patents Act, 1970 (39 of 1970), by the notification of the Government of
India, in the Ministry of Industrial Development No. S.O. 5246, dated the 25th
November 1971, at pages 3167 to 3226/1 of the Gazette of India, Extraordinary,
Part II, Section 3, Sub-section (ii), dated the 25th November 1971.
And whereas objections and
suggestions were invited till the 25th January 1972, from all persons likely to
be affected thereby
And whereas the draft of the
Patents Rules was made available to the public through the said Gazette dated
the 25th November 1971.
And whereas the date
specified above for the purpose of inviting objections and suggestions on the
said draft was extended to the 14th February 1972, by the notification of the
Government of India, in the Ministry of Industrial Development No. S.O. 89(E),
dated the 2nd February 1972, published at page 299, the Gazette of India,
Extraordinary, Part 11, and Section 3, Sub-section (ii), dated The 2nd February
1972.
And whereas the notification
was made available to the public through the said Gazette dated the 2nd
February 1972.
And whereas the objections
and suggestions received from the public on the said draft Rules have been
considered by the Central Government;
Now, therefore, in exercise
of the powers conferred by section 159 of the Patents Act, 1970 (39 of 1970),
the Central Government hereby makes the following rules, namely: -
1. Published in GOI (E), Pt. II 3 (ii),
dated 20.4.1972.